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Richard Tidwell Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Richard Tidwell of LPL Financial LLC?

Richard Tidwell (CRD #2728487) who is currently registered with LPL Financial LLC and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.

Richard Tidwell Customer Complaints

Richard Tidwell has been the subject of 2 customer complaints that we know about. One of Richard Tidwell’s 2 customer complaints was settled in favor of investors. One of Richard Tidwell’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Richard Tidwell

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged Richard Tidwell’s poor recommendation of an unsuitable limited partnership fund.
  • Customer alleged that Richard Tidwell’s purchase of variable annuity was unsuitable, and sought rescission.

Richard Tidwell Red Flags & Your Rights As An Investor

Of course, Richard Tidwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Tidwell at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Tidwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Tidwell

If you have questions about LPL Financial LLC and/or Richard Tidwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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