DID RICHARD LYNN NEWLAND CAUSE YOU INVESTMENT LOSSES?
Richard Newland Of Principal Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Newland of Principal Securities?
Richard Newland (CRD #4711193) who is currently registered with Principal Securities and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Richard Newland Customer Complaint
Richard Newland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were about exuberant fees on a variable universal life policy. Richard Newland’s customer complaint was denied and, to date, the customer has not taken any further action.
Richard Newland Red Flags & Your Rights As An Investor
Of course, Richard Newland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Newland at Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Richard Newland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Principal Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Principal Securities Due To Richard Newland
If you have questions about Principal Securities and/or Richard Newland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.