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Richard Clark Of Ameriprise Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Richard Clark of Ameriprise Financial Services?

Richard Clark (CRD #2817018) who is currently registered with Ameriprise Financial Services and located in Mesa, Arizona is a subject of one of our many securities industry sales practice abuse investigations.

Richard Clark Customer Complaints

Richard Clark has been the subject of 4 customer complaints that we know about.  All of Richard Clark’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Richard Clark

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client claimed the REIT she purchased from Richard Clark was unsuitable because it did not provide liquidity she required.
  • The client alleged Richard Clark took loans from her and has yet to pay back the loans.
  • The client alleged she did not receive full disclosure regarding her variable annuity allegedly by Richard Clark. The client indicated the variable annuity purchase was not in her best interest.
  • The client alleged she was assured by Richard Clark she would receive a monthly check that would not draw from capital which was untrue.

Richard Clark Red Flags & Your Rights As An Investor

Of course, Richard Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Clark at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Richard Clark

If you have questions about Ameriprise Financial Services and/or Richard Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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