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Regina Onkst Of Ameriprise Financial Services, LLC And Formerly With UBS Financial Services Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Regina Onkst of Ameriprise Financial Services, LLC?

Regina Onkst (CRD #1128989) who is currently registered with Ameriprise Financial Services, LLC and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, LLC, Regina Onkst was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Regina Onkst Customer Complaints

Regina Onkst has been the subject of 6 customer complaints that we know about. All of Regina Onkst’s 6 customer complaints were settled in favor of the investors.

Allegations Against Regina Onkst

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged negligence, breach of contract and breach of fiduciary duty in the completion of a change of IRA beneficiary designation form by Regina Onkst.
  • Client alleged that his investments in Flagster Bonds at PSI “was inappropriate as in IRA investment.”
  • Multiple clients alleged unsuitability by Regina Onkst with respect to her purchase of Flagstar 11 ¼% bonds.
  • Client alleged that her investments in Camelot stock and Flagstar bonds are not suitable investments for her.

Regina Onkst Red Flags & Your Rights As An Investor

Of course, Regina Onkst did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Regina Onkst at Ameriprise Financial Services, LLC and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Regina Onkst has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC and UBS Financial Services Due To Regina Onkst

If you have questions about Ameriprise Financial Services, LLC, UBS Financial Services, and/or Regina Onkst and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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