DID RALPH DOUGLAS RAGER CAUSE YOU INVESTMENT LOSSES?

Ralph Rager Of Securian Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Ralph Rager of Securian Financial Services, Inc.?

Ralph Rager (CRD #1042287) who is currently registered broker with Securian Financial Services, Inc. and located in Fort Myers, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securian Financial Services, Inc., Ralph Rager was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Ralph Rager Customer Complaints

Ralph Rager has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors by Ralph Rager’s current employer. The brokerage firm denied another customer complaint and, to date, no further action has been taken. There is currently one FINRA arbitration proceeding pending against Securian Financial Services for the adviser’s alleged misconduct.

Allegations Against Ralph Rager

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Recommendation to make private loans to 3^rd party which were not approved by member firm.
• Unsuitable recommendation of two variable annuity contracts. Misrepresentations related to variable annuity contracts surrender values.
• Breach of fiduciary duty, negligent misrepresentation, related to variable life insurance policy.
• Fraudulent and negligent misrepresentations, breach of fiduciary duty, negligence, related to mutual fund investments.

Ralph Rager Red Flags & Your Rights As An Investor

Of course, Ralph Rager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ralph Rager at Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Ralph Rager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. Due To Ralph Rager

If you have questions about Securian Financial Services, Inc.  and/or Ralph Rager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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