| Read Time: 2 minutes | Transamerica Financial Advisors Complaints |


Racquel Ramlal-Slawinski Of Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Racquel Ramlal-Slawinski of Transamerica Financial Advisors, Inc.?

Racquel Ramlal-Slawinski (CRD #3165650) who is currently registered with Transamerica Financial Advisors, Inc. and located in Greenbelt, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

Racquel Ramlal-Slawinski Customer Complaints

Racquel Ramlal-Slawinski has been the subject of 2 customer complaints that we know about. Both of Racquel Ramlal-Slawinski’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Racquel Ramlal-Slawinski

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that a variable universal life insurance policy issued was sold as an investment by Racquel Ramlal-Slawinski. Client requested refund of premiums paid on this same variable universal life insurance policy as well as 4 mutual funds.
  • Client alleged that Racquel Ramlal-Slawinski’s product was unsuitable and caused financial hardship.

Racquel Ramlal-Slawinski Red Flags & Your Rights As An Investor

Of course, Racquel Ramlal-Slawinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Racquel Ramlal-Slawinski at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Racquel Ramlal-Slawinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Racquel Ramlal-Slawinski

If you have questions about Transamerica Financial Advisors, Inc. and/or Racquel Ramlal-Slawinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars