| Read Time: 2 minutes | Equity Services Complaints |


Philip Davey Of Equity Services And Formerly With MML Investors Services And Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Philip Davey of Equity Services?

Philip Davey (CRD #6544751) who is currently registered with Equity Services and located in Norwich, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equity Services, Philip Davey was associated with MML Investors Services, Pruco Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Philip Davey Customer Complaint

Philip Davey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were case was originally received on 7/26/18 but did not meet the criteria for reportability. It is being reported now because of a settlement related to a very good insurance transaction. Philip Davey’s customer complaint was settled in favor of the investors.

Philip Davey Red Flags & Your Rights As An Investor

Of course, Philip Davey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Davey at Equity Services, MML Investors Services, and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Philip Davey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equity Services, MML Investors Services, and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Equity Services Due To Philip Davey

If you have questions about Equity Services, MML Investors Services, Pruco Securities, and/or Philip Davey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars