DID PAUL VINCENT SALTAFORMAGGIO CAUSE YOU INVESTMENT LOSSES?
Paul Saltaformaggio Of LPL Financial, Stratos Wealth Partners Ltd And Formerly With Capital One Investing, Capital One Advisors And Capital One Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Paul Saltaformaggio of LPL Financial?
Paul Saltaformaggio (CRD #4599534) who is currently registered with LPL Financial, Stratos Wealth Partners Ltd and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Stratos Wealth Partners Ltd, Paul Saltaformaggio was associated with Capital One Investing, Capital One Advisors, Capital One Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Paul Saltaformaggio Customer Complaints
Paul Saltaformaggio has been the subject of 2 customer complaints that we know about. Both of Paul Saltaformaggio’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Paul Saltaformaggio
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged that sale of ETF’s by Paul Saltaformaggio was unauthorized.
- Customer alleged Paul Saltaformaggio’s advice to move from a fixed annuity to a variable annuity was not sound advice.
Paul Saltaformaggio Red Flags & Your Rights As An Investor
Of course, Paul Saltaformaggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Saltaformaggio at LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Paul Saltaformaggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Paul Saltaformaggio
If you have questions about LPL Financial, Stratos Wealth Partners Ltd, Capital One Investing, Capital One Advisors, Capital One Financial Advisors, and/or Paul Saltaformaggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.