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Patrick Trammell Of Lion Street Financial, LLC And Formerly With Inverness Securities And Safeguard Securities Has One Customer Complaint For Alleged Broker Misconduct

Who is Patrick Trammell of Lion Street Financial, LLC?

Patrick Trammell (CRD #1786493) who is currently registered with Lion Street Financial, LLC and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, LLC, Patrick Trammell was associated with Inverness Securities, Safeguard Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Patrick Trammell Customer Complaint

Patrick Trammell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the COLI policies issued to them were misrepresented to them and unsuitable for their needs. The customer complaint filed against Patrick Trammell’s former employer FNBB Capital Markets and M Holdings Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Patrick Trammell Red Flags & Your Rights As An Investor

Of course, Patrick Trammell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Trammell at Lion Street Financial, LLC, Inverness Securities, and Safeguard Securities on alert to review carefully the activity and performance of their accounts and question whether Patrick Trammell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, LLC, Inverness Securities, and Safeguard Securities also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lion Street Financial, LLC Due To Patrick Trammell

If you have questions about Lion Street Financial, LLC, Inverness Securities, Safeguard Securities, and/or Patrick Trammell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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