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DID PATRICK A. PERUGINO CAUSE YOU INVESTMENT LOSSES?

Patrick A. Perugino Of Craft Capital Management, LLC And Formally with Spartan Capital Securities, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year

Who is Patrick A. Perugino with Craft Capital Management, LLC?

Patrick Perugino (CRD #6363411) who is currently registered with Craft Capital Management, LLC and located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to Craft Capital Management, LLC, Patrick Perugino was associated with Spartan Capital Securities, LLC, Allied Millennial Partners LLC, David Lerner Associates, Inc., and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Spartan Capital Securities, LLC.  And David Lerner Associates, Inc. Broker Misconduct

In his career, Patrick Perugino has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses.

One of the customer complaints was denied by Spartan Capital Securities as unfounded. There is currently 1 pending customer complaints filed against Patrick Perugino’s former employer, David Lerner Associates, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Patrick Perugino

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Clients claimed the money was missing from their Spartan Capital Securities, LLC account; the firm investigated and denied the claim.
  • Claimant alleged unauthorized trading in exchange-traded funds, at David Lerner Associates, Inc.

Patrick Perugino Red Flags & Your Rights as An Investor

Of course, Patrick Perugino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Patrick Perugino at Craft Capital Management, LLC, Spartan Capital Securities, LLC, Allied Millennial Partners LLC, and David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Patrick Perugino has engaged in any stockbroker misconduct that may have caused them investment losses.

The number of customer complaints at Spartan Capital Securities, LLC, and David Lerner Associates, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses at Craft Capital Management, LLC, Spartan Capital Securities, LLC And David Lerner Associates, Inc.

If you have questions about Craft Capital Management, LLC, Spartan Capital Securities, LLC, Allied Millennial Partners LLC, David Lerner Associates, Inc. and/or Patrick Perugino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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