DID PATRICK L. BROWN CAUSE YOU INVESTMENT LOSSES?
Patrick Brown Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct
Who is Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith?
Patrick Brown (CRD #6089009) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Montgomery, Alabama is a subject of one of our many securities industry sales practice abuse investigations.
Patrick Brown Customer Complaint
Patrick Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fraudulent transfer of stocks. Patrick Brown’s customer complaint was settled in favor of the investors.
Patrick Brown Red Flags & Your Rights As An Investor
Of course, Patrick Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Brown at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Patrick Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Patrick Brown
If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Patrick Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.