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DID PAMELA JO LIZANICH CAUSE YOU INVESTMENT LOSSES?

Pamela Jo Lizanich with NY Life Securities LLC And Formerly with IFS Securities, And Voya Financial Advisors, Inc., Has 5 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Pamela J. Lizanich with NY Life Securities LLC?

Pamela Lizanich (CRD #5742762) is currently registered with NY Life Securities LLC and formerly with IFS Securities, Voya Financial Advisors, Inc., and Capital Investment Group, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations.  

Prior to NY Life Securities LLC, Pamela Lizanich was associated with IFS Securities, Voya Financial Advisors, Inc., and Capital Investment Group, Inc., and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

NY Life Securities LLC Broker Misconduct

In her career, Pamela Lizanich has been the subject of 5 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Two of Pamela Lizanich’s 5 customer complaints were settled in favor of investors. There are currently 3 pending customer complaints filed against Pamela Lizanich’s former employers Voya Financial Advisors, Inc., and Capital Investment Group, Inc. for investment losses caused by her alleged misconduct.

Allegations Against Pamela Lizanich

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The Claimant made allegations about various alternative, illiquid securities that were unsuitable for him.
  • The Claimant alleged unsuitable recommendations to invest in illiquid oil and gas securities.
  • The Claimant alleged that real estate securities recommended were illiquid and unsuitable investments.
  • The claimant alleged that his assets were placed in multiple illiquid, risky, and speculative private placements related to the real estate market.
  • Claimants alleged that their interests were disregarded and that they were steered into multiple illiquid unsuitable private placement investments related to the real estate market.

Pamela Lizanich Red Flags & Your Rights as An Investor

Of course, Pamela Lizanich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Lizanich at NY Life Securities LLC and formerly with IFS Securities, Voya Financial Advisors, Inc., and Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pamela Lizanich has engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Voya Financial Advisors, Inc., and Capital Investment Group, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At NY Life

If you have questions about NY Life Securities LLC, IFS Securities, Voya Financial Advisors, Inc., and Capital Investment Group, Inc. and/or Pamela Lizanichand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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