Sep 28, 2023

Lance Silva of Pruco Securities, LLC

DID LANCE ANTHONY SILVA CAUSE YOU INVESTMENT LOSSES? Lance Silva Of Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Silva Customer Complaint Lance Silva has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentations about the guarantees and risk of investments. Pruco Securities recently denied a customer complaint, and, to date, the investor has not taken any further action. Lance Silva Red Flags & Your Rights As An Investor Of course, Lance Silva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Silva at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Silva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Lance Silva If you have questions about Pruco Securities, LLC and/or Lance Silva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 26, 2023

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. There is currently one recently filed customer complaint against Morgan Stanley for Robert Bromley’s alleged misconduct which is still pending. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 5, 2023

Bobby Aycock of Morgan Stanley

DID BOBBY GERALD AYCOCK CAUSE YOU INVESTMENT LOSSES? Bobby Aycock Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Bobby Aycock Customer Complaint Bobby Aycock has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the adviser did not act in customer’s best interest with respect to management of portfolio. The customer complaint was recently filed and is still pending in the FINRA arbitration forum. Bobby Aycock Red Flags & Your Rights As An Investor Of course, Bobby Aycock did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bobby Aycock at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bobby Aycock has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bobby Aycock If you have questions about Morgan Stanley and/or Bobby Aycock and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 31, 2023

Adam Lang of Morgan Stanley

DID ADAM LANG CAUSE YOU INVESTMENT LOSSES? Adam Lang Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Adam Lang Customer Complaint Adam Lang has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in connection with the purchase of shares of First Republic Bank. Morgan Stanley recently denied the customer complaint and, to date, no further action has been taken by the investor. Adam Lang Red Flags & Your Rights As An Investor Of course, Adam Lang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Lang at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Adam Lang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Adam Lang If you have questions about Morgan Stanley and/or Adam Lang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 23, 2023

Bruce Galloway of Morgan Stanley

DID BRUCE MATHEW GALLOWAY CAUSE YOU INVESTMENT LOSSES? Bruce Galloway Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Bruce Galloway Customer Complaints Bruce Galloway has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Morgan Stanley and, to date, the customers have not taken any further action. Allegations Against Bruce Galloway A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bruce Galloway Red Flags & Your Rights As An Investor Of course, Bruce Galloway did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Galloway at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Bruce Galloway has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Bruce Galloway If you have questions about Morgan Stanley and/or Bruce Galloway and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 6, 2023

William Raike, III formerly with Woodstock Financial Group, Inc

DID WILLIAM JASPER RAIKE III CAUSE YOU INVESTMENT LOSSES? William Raike, III Formerly With Woodstock Financial Group, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct William Raike, III Customer Complaints William Raike, III has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an award in favor of the investor. The other for customer complaints were settled by William Raike III’s former employer in favor of the investors. Allegations Against William Raike, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Raike, III Red Flags & Your Rights As An Investor Of course, William Raike, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Raike, III at Woodstock Financial Group, Inc on alert to review carefully the activity and performance of their accounts and question whether William Raike, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Woodstock Financial Group, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Woodstock Financial Group, Inc Due To William Raike, III If you have questions about Woodstock Financial Group, Inc and/or William Raike, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Steven Kirchner formerly with Exos Securities LLC

DID STEVEN ANDREW KIRCHNER CAUSE YOU INVESTMENT LOSSES? Steven Kirchner Formerly With Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Steven Kirchner Customer Complaint Steven Kirchner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to overstatement of the value of their holdings, inaccurate pricing in the valuation process. The lawsuit was settled for a nominal amount. Steven Kirchner Red Flags & Your Rights As An Investor Of course, Steven Kirchner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kirchner at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Kirchner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Exos Securities LLC Due To Steven Kirchner If you have questions about Exos Securities LLC, Hilltop Securities Inc., Hunt Financial Securities and/or Steven Kirchner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

DID SAMUEL CLARKE COQUILLARD CAUSE YOU INVESTMENT LOSSES? Samuel Coquillard Formerly With Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Samuel Coquillard Customer Complaint Samuel Coquillard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were this management of brokerage account. The customer dispute filed against Pacific Global Investment Management company for Samuel Coquillard’s alleged mismanagement of the account is still pending. Samuel Coquillard Red Flags & Your Rights As An Investor Of course, Samuel Coquillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Coquillard at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Samuel Coquillard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Pacific Global Fund Distributors, Inc. Due To Samuel Coquillard If you have questions about Pacific Global Fund Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Samuel Coquillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Sam Paolini formerly with Hornor, Townsend & Kent, Inc.

DID SAM PETER PAOLINI CAUSE YOU INVESTMENT LOSSES? Sam Paolini Of Hornor, Townsend & Kent, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sam Paolini Customer Complaint Sam Paolini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was pressured into purchasing a whole life insurance policy. The customer complaint is still pending. Sam Paolini Red Flags & Your Rights As An Investor Of course, Sam Paolini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Paolini at Hornor, Townsend & Kent, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sam Paolini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, Inc. Due To Sam Paolini If you have questions about Hornor, Townsend & Kent, Inc. and/or Sam Paolini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Malloch of Cetera Advisors LLC

DID RYAN L MALLOCH CAUSE YOU INVESTMENT LOSSES? Ryan Malloch Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Malloch Customer Complaint Ryan Malloch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable REITs investment. Cetera Advisors settled the customer dispute in favor of the investor. Ryan Malloch Red Flags & Your Rights As An Investor Of course, Ryan Malloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Malloch at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Malloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Ryan Malloch If you have questions about Cetera Advisors LLC and/or Ryan Malloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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