Joseph Barreca of First Horizon Advisors, Inc.

Joseph Barreca (CRD #3276048) who is currently registered as a broker and investment adviser with First Horizon Advisors, Inc. and located in Metaine, Louisiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Horizon Advisors, Inc., Joseph Barreca was associated with Infinex Investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Smalanskas of IFP Securities, LLC

Smalanskas (CRD #2010331) who is currently registered as a broker and investment adviser with IFP Securities, LLC and located in Enola, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, LLC, Robert Smalanskas was associated with PNC Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Ayad Saad of Morgan Stanley

Ayad Saad (CRD #1912377) who was formerly registered with Morgan Stanley and located in Melbourne, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Ayad Saad was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. He was recently terminated by Morgan Stanley for allegedly providing the firm with inconsistent information during an internal review of his activities in connection with the customer’s account.

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Harmond Schaeffer of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 833-300-6983. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Rumley, III of William Blair

Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Rumley (CRD #4474706) who is currently registered as a broker and investment adviser with William Blair and located in Atlanta, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to William Blair, Robert Rumley, III was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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John Shortal of Moloney Securities Co., Inc

John Shortal Of Moloney Securities Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Shortal (CRD #2233172) who is currently registered as a broker with Moloney Securities Co., Inc. and located in Jerseyville, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co., Inc., John Shortal was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Pete Stamatis of Osaic Wealth, Inc

Pete Stamatis (CRD #1914933) who is currently registered as a broker and investment adviser with Osaic Wealth, Inc. and located in Canfield, Ohio, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Osaic Wealth, Inc., Pete Stamatis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Vincent Richtar of LPL Financial LLC

Vincent Richtar (CRD #2342971) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Wexford, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Vincent Richtar was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Roy Salmon of NYLife Securities LLC

Roy Salmon (CRD #2000555) who is currently registered as a broker with NYLife Securities LLC and located in Santa Rosa, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to NYLife Securities LLC, Roy Salmon was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Russell Stola of LPL Financial LLC

Russell Stola (CRD #4125737) who is currently registered as a broker and investment adviser with LPL Financial LLC and located in Massapequa, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Russell Stola was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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