Aug 5, 2023

William Hoffman formerly with Royal Alliance Associates, Inc.

DID WILLIAM JAMES HOFFMAN CAUSE YOU INVESTMENT LOSSES? William Hoffman Formerly With Royal Alliance Associates, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct William Hoffman Customer Complaints William Hoffman has been the subject of 7 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor the investor. The brokerage firm denied the other 6 customer complaints and, to date, no further action has been taken by the customers. Allegations Against William Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Hoffman Red Flags & Your Rights As An Investor Of course, William Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hoffman at Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether William Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To William Hoffman If you have questions about Royal Alliance Associates, Inc. and/or William Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Thomas Kieffer formerly with Ceros Financial Services, Inc.

DID THOMAS ANTHONY KIEFFER CAUSE YOU INVESTMENT LOSSES? Thomas Kieffer Formerly With Ceros Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Thomas Kieffer Customer Complaints Thomas Kieffer has been the subject of 3 customer complaints that we know about to recover investment losses. All three customer complaints were settled in favor of the investors. Allegations Against Thomas Kieffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Kieffer Red Flags & Your Rights As An Investor Of course, Thomas Kieffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Kieffer at Ceros Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Kieffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ceros Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ceros Financial Services, Inc. Due To Thomas Kieffer If you have questions about Ceros Financial Services, Inc. and/or Thomas Kieffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Steven Kirchner formerly with Exos Securities LLC

DID STEVEN ANDREW KIRCHNER CAUSE YOU INVESTMENT LOSSES? Steven Kirchner Formerly With Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Steven Kirchner Customer Complaint Steven Kirchner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to overstatement of the value of their holdings, inaccurate pricing in the valuation process. The lawsuit was settled for a nominal amount. Steven Kirchner Red Flags & Your Rights As An Investor Of course, Steven Kirchner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Kirchner at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Steven Kirchner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Exos Securities LLC, Hilltop Securities Inc. and Hunt Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Exos Securities LLC Due To Steven Kirchner If you have questions about Exos Securities LLC, Hilltop Securities Inc., Hunt Financial Securities and/or Steven Kirchner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

DID SAMUEL CLARKE COQUILLARD CAUSE YOU INVESTMENT LOSSES? Samuel Coquillard Formerly With Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Samuel Coquillard Customer Complaint Samuel Coquillard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were this management of brokerage account. The customer dispute filed against Pacific Global Investment Management company for Samuel Coquillard’s alleged mismanagement of the account is still pending. Samuel Coquillard Red Flags & Your Rights As An Investor Of course, Samuel Coquillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Coquillard at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Samuel Coquillard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pacific Global Fund Distributors, Inc. Due To Samuel Coquillard If you have questions about Pacific Global Fund Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Samuel Coquillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 25, 2023

Sam Paolini formerly with Hornor, Townsend & Kent, Inc.

DID SAM PETER PAOLINI CAUSE YOU INVESTMENT LOSSES? Sam Paolini Of Hornor, Townsend & Kent, Inc. Has A Customer Complaint For Alleged Broker Misconduct Sam Paolini Customer Complaint Sam Paolini has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer was pressured into purchasing a whole life insurance policy. The customer complaint is still pending. Sam Paolini Red Flags & Your Rights As An Investor Of course, Sam Paolini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sam Paolini at Hornor, Townsend & Kent, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sam Paolini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, Inc. Due To Sam Paolini If you have questions about Hornor, Townsend & Kent, Inc. and/or Sam Paolini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Malloch of Cetera Advisors LLC

DID RYAN L MALLOCH CAUSE YOU INVESTMENT LOSSES? Ryan Malloch Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Ryan Malloch Customer Complaint Ryan Malloch has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable REITs investment. Cetera Advisors settled the customer dispute in favor of the investor. Ryan Malloch Red Flags & Your Rights As An Investor Of course, Ryan Malloch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Malloch at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Malloch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Ryan Malloch If you have questions about Cetera Advisors LLC and/or Ryan Malloch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 24, 2023

Ryan Taleghani of Morgan Stanley

DID RYAN K TALEGHANI CAUSE YOU INVESTMENT LOSSES? Ryan Taleghani Of Morgan Stanley And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Ryan Taleghani Customer Complaint Ryan Taleghani has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Ryan Taleghani Red Flags & Your Rights As An Investor Of course, Ryan Taleghani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Taleghani at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ryan Taleghani has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ryan Taleghani If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ryan Taleghani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 23, 2023

Russell Stein of Raymond James & Associates, Inc.

DID RUSSELL WILLIAM STEIN CAUSE YOU INVESTMENT LOSSES? Russell Stein Of Raymond James & Associates, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Russell Stein Customer Complaints Russell Stein has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Raymond James and its predecessor Morgan Keegan in favor of the investors. Allegations Against Russell Stein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Russell Stein Red Flags & Your Rights As An Investor Of course, Russell Stein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Stein at Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Russell Stein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Russell Stein If you have questions about Raymond James & Associates, Inc. and/or Russell Stein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 16, 2023

Robert Davenport formerly with Girard Securities, Inc.

DID ROBERT STYLES DAVENPORT CAUSE YOU INVESTMENT LOSSES? Robert Davenport Formerly With Girard Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Robert Davenport Customer Complaints Robert Davenport has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by United Capital Financial Advisors in favor of the investor. Girard Securities denied the other customer complaint and no further action was taken. Allegations Against Robert Davenport A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Davenport Red Flags & Your Rights As An Investor Of course, Robert Davenport did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Davenport at Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Davenport has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Girard Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Girard Securities, Inc.  Due To Robert Davenport If you have questions about Girard Securities, Inc. and/or Robert Davenport and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 15, 2023

Robert Ford of Maxim Group LLC

DID ROBERT PATRICK FORD CAUSE YOU INVESTMENT LOSSES? Robert Ford Of Maxim Group LLC Has A Customer Complaint For Alleged Broker Misconduct Robert Ford Customer Complaint Robert Ford has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor did not follow instructions to liquidate the client’s entire portfolio in a timely manner. Maxim Group settled the customer complaint favorably with the investor. Robert Ford Red Flags & Your Rights As An Investor Of course, Robert Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ford at Maxim Group LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Maxim Group LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Maxim Group LLC Due To Robert Ford If you have questions about Maxim Group LLC and/or Robert Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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