Jan 17, 2024

Holland of Cetera Advisor Networks LLC

DID GARY WILLIAM HOLLAND CAUSE YOU INVESTMENT LOSSES? Gary Holland Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Holland Customer Complaints Gary Holland has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investors. The other for customer complaints were denied by Gary Hollands employers in the investors took no further action. Allegations Against Gary Holland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Holland Red Flags & Your Rights As An Investor Of course, Gary Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Holland at Cetera Advisor Networks LLC  and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Gary Holland If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Gary Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2024

Sean McCabe of Network Financial Securities Inc

DID SEAN P MCCABE CAUSE YOU INVESTMENT LOSSES? Sean McCabe Of Network Financial Securities Inc. And Formerly With Worden Capital Management LLC Has 8 Customer Complaints For Alleged Broker Misconduct Sean McCabe Customer Complaints Sean McCabe has been the subject of 8 customer complaints that we know about seeking to recover investment losses. Six of the customer complaints were settled by Sean McCabe’s former employers in favor of the investors. One customer complaint was denied by 4 Point’s Capital Partners in the investor took no further action. There is currently one FINRA arbitration proceeding that is still pending against Network 1 Financial Securities for Sean McCabe’s alleged misconduct. Allegations Against Sean McCabe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Sean McCabe Red Flags & Your Rights As An Investor Of course, Sean McCabe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean McCabe at Network Financial Securities Inc. and Worden Capital Management LLC on alert to review carefully the activity and performance of their accounts and question whether Sean McCabe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Network Financial Securities Inc. and Worden Capital Management LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Network Financial Securities Inc. Due To Sean McCabe If you have questions about Network Financial Securities Inc., Worden Capital Management LLC and/or Sean McCabe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2024

Randall McGill of Ausdal Financial Partners, Inc

DID RANDALL EARL MCGILL CAUSE YOU INVESTMENT LOSSES? Randall McGill Of Ausdal Financial Partners, Inc. Has A Customer Complaint For Alleged Broker Misconduct Randall McGill Customer Complaint Randall McGill has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct due diligence, unsuitable investment recommendation, and breach of fiduciary duty related to the offer and sale of GWG L bond. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed against Randall McGill’s current employer for his alleged misconduct and is still pending. Randall McGill Red Flags & Your Rights As An Investor Of course, Randall McGill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall McGill at Ausdal Financial Partners, Inc. on alert to review carefully the activity and performance of their accounts and question whether Randall McGill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ausdal Financial Partners, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ausdal Financial Partners, Inc. Due To Randall McGill If you have questions about Ausdal Financial Partners, Inc. and/or Randall McGilland the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 11, 2023

Kevin Adam of Cetera Advisors LLC

DID KEVIN PATRICK ADAM CAUSE YOU INVESTMENT LOSSES? Kevin Adam Of Cetera Advisors LLC Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Adam Customer Complaints Kevin Adam has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Kevin Adams current and former employers and to date, the investors have not taken any further action. There is currently one customer complaint pending against Cetera Advisors LLC for Kevin Adam’s alleged misconduct in the Circuit Court of Boone County, Missouri. Allegations Against Kevin Adam A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Adam Red Flags & Your Rights As An Investor Of course, Kevin Adam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Adam at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Adam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Kevin Adam If you have questions about Cetera Advisors LLC and/or Kevin Adam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 10, 2023

Ted Oliver formerly with Davenport & Company LLC

DID TED MATTHEW OLIVER CAUSE YOU INVESTMENT LOSSES? Ted Oliver Formerly With Davenport & Company LLC Has A Customer Complaint For Alleged Broker Misconduct Ted Oliver Customer Complaint Ted Oliver has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor should not have recommended investments with a long-term maturity date in light of their ages and stated investment objectives. Wells Fargo Advisors recently denied the customer complaint and, to date, the investors have not taken any further action. Ted Oliver Red Flags & Your Rights As An Investor Of course, Ted Oliver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Oliver at Davenport & Company LLC on alert to review carefully the activity and performance of their accounts and question whether Ted Oliver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Davenport & Company LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Davenport & Company LLC Due To Ted Oliver If you have questions about Davenport & Company LLC and/or Ted Oliver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 3, 2023

Joshua Jenkins of Northwestern Mutual Investment Services, LLC

DID JOSHUA LEON JENKINS CAUSE YOU INVESTMENT LOSSES? Joshua Jenkins of Northwestern Mutual Investment Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joshua Jenkins Customer Complaints Joshua Jenkins has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Northwestern Mutual Investment Services in favor of the investors. Allegations Against Joshua Jenkins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joshua Jenkins Red Flags & Your Rights As An Investor Of course, Joshua Jenkins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Jenkins at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joshua Jenkins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joshua Jenkins If you have questions about Northwestern Mutual Investment Services, LLC and/or Joshua Jenkins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Andy Gitipityapon of Western International Securities, Inc.

DID ANDY RAVI GITIPITYAPON CAUSE YOU INVESTMENT LOSSES? Andy Gitipityapon Of Western International Securities, Inc. And Formerly With Citigroup Global Markets Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Andy Gitipityapon Customer Complaints Andy Gitipityapon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One of the customer complaints was settled in favor of the investors. The advisor’s former employer denied another customer complaint in the investor did not take any further action. Allegations Against Andy Gitipityapon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andy Gitipityapon Red Flags & Your Rights As An Investor Of course, Andy Gitipityapon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Gitipityapon at Western International Securities, Inc. and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Gitipityapon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Andy Gitipityapon If you have questions about Western International Securities, Inc., Citigroup Global Markets Inc. and/or Andy Gitipityapon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 25, 2023

Darien Bonney formerly with MML Investors Services, LLC

DID DARIEN EUCLID BONNEY CAUSE YOU INVESTMENT LOSSES? Darien Bonney Formerly With MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Darien Bonney Customer Complaints Darien Bonney has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints have been settled by MML Investors Services in favor of the investors. There are currently 3 customer complaints filed in connection with his employment at MML Investors Services that are still pending FINRA arbitration proceedings. Allegations Against Darien Bonney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Darien Bonney Red Flags & Your Rights As An Investor Of course, Darien Bonney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darien Bonney at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Darien Bonney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Darien Bonney If you have questions about MML Investors Services, LLC and/or Darien Bonney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2023

Stephen Sperling of Wintrust Investments LLC

DID STEPHEN JAMES SPERLING CAUSE YOU INVESTMENT LOSSES? Stephen Sperling Of Wintrust Investments LLC Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Sperling Customer Complaints Stephen Sperling has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were recently denied by Wintrust Investments and, to date, the investors have not taken any further action. The other 2 customer complaints were recently filed and are still pending against Wintrust Investments. Allegations Against Stephen Sperling A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Sperling Red Flags & Your Rights As An Investor Of course, Stephen Sperling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Sperling at Wintrust Investments LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Sperling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wintrust Investments LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wintrust Investments LLC Due To Stephen Sperling If you have questions about Wintrust Investments LLC and/or Stephen Sperling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2023

Lisa Pugel of Avantax Investment Services, Inc.

DID LISA AILEEN PUGEL CAUSE YOU INVESTMENT LOSSES? Lisa Pugel Of Avantax Investment Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Lisa Pugel Customer Complaints Lisa Pugel has been the subject of 2 customer complaints that we know about to recover investment losses. HD Vest settled one customer complaint in favor of the investor. Avantax Investment Services recently denied the other customer complaint and, to date, the investor is not taken any further action. Allegations Against Lisa Pugel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Lisa Pugel Red Flags & Your Rights As An Investor Of course, Lisa Pugel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Pugel at Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Pugel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Avantax Investment Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Avantax Investment Services, Inc. Due To Lisa Pugel If you have questions about Avantax Investment Services, Inc. and/or Lisa Pugel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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