Feb 19, 2024

James Dever of Dominari Securities LLC

DID JAMES FRANCIS DEVER CAUSE YOU INVESTMENT LOSSES? James Dever Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct James Dever Customer Complaint James Dever has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise 3 brokers at the New York office of Revere Securities. The FINRA arbitration proceeding filed against Revere Securities for James Dever’s alleged misconduct is still pending. James Dever Red Flags & Your Rights As An Investor Of course, James Dever did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dever at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Dever has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To James Dever If you have questions about Dominari Securities LLC, Revere Securities LLC and/or James Dever and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2024

Gregory McCloskey formerly with Westpark Capital, Inc

DID GREGORY WALTER MCCLOSKEY CAUSE YOU INVESTMENT LOSSES? Gregory McCloskey Formerly With Westpark Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Gregory McCloskey Customer Complaints Gregory McCloskey has been the subject of 6 customer complaints that we know about seeking to recover investment losses. All 6 customer complaints that were filed against Gregory McCloskey’s former employers evolved into FINRA arbitration proceedings that are still pending. Allegations Against Gregory McCloskey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory McCloskey Red Flags & Your Rights As An Investor Of course, Gregory McCloskey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory McCloskey at Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gregory McCloskey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westpark Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westpark Capital, Inc. Due To Gregory McCloskey If you have questions about Westpark Capital, Inc. and/or Gregory McCloskey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2024

Jon Lee formerly with AAG Capital, Inc

DID JON RAYMOND LEE CAUSE YOU INVESTMENT LOSSES? Jon Lee Formerly With AAG Capital, Inc. and Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Jon Lee Customer Complaints Jon Lee has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Jon Lee’s former employers in favor of the investors.  Another customer complaint was denied by Citigroup Global Markets and the investor filed took no further action.  There is currently one customer complaint in a FINRA arbitration proceeding against Aegis Capital Corp. for Jon Lee’s alleged misconduct that is still pending. Allegations Against Jon Lee A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jon Lee Red Flags & Your Rights As An Investor Of course, Jon Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Lee at AAG Capital, Inc. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Jon Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AAG Capital, Inc. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AAG Capital, Inc. Due To Jon Lee If you have questions about AAG Capital, Inc., Aegis Capital Corp. and/or Jon Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

 Kyle Wool of Dominari Securities LLC

DID KYLE MICHAEL WOOL CAUSE YOU INVESTMENT LOSSES? Kyle Wool Of Dominari Securities LLC And Formerly With Revere Securities LLC and Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Kyle Wool Customer Complaints Kyle Wool has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Oppenheimer & Co. for Kyle Wool’s alleged misconduct. His former employer then denied two customer complaints and the investors took no further action. There is currently one customer complaint was recently filed as if an arbitration proceeding against Revere Securities for the advisor’s alleged misconduct that is still pending. Allegations Against Kyle Wool A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Wool Red Flags & Your Rights As An Investor Of course, Kyle Wool did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Wool at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Kyle Wool has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC, Revere Securities LLC and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To Kyle Wool If you have questions about Dominari Securities LLC, Revere Securities LLC, Morgan Stanley and/or Kyle Wool and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2024

Adam Cavise of Revere Securities LLC

DID ADAM MICHAEL CAVISE CAUSE YOU INVESTMENT LOSSES? Adam Cavise Of Revere Securities LLC And Formerly With Spartan Capital Securities, LLC and Benchmark Investments, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Cavise Customer Complaint Adam Cavise has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were the registered representative failed to follow the customer’s instructions regarding the sale of shares of common and preferred stock. The customer complaint was recently filed with Spartan Capital Securities for the advisor’s alleged misconduct and is still pending the firm’s review and determination. Adam Cavise Red Flags & Your Rights As An Investor Of course, Adam Cavise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Cavise at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Cavise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC, Spartan Capital Securities, LLC and Benchmark Investments, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Adam Cavise If you have questions about Revere Securities LLC, Spartan Capital Securities, LLC, Benchmark Investments, LLC and/or Adam Cavise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2024

Lance Cannon of LPL Financial LLC

DID LANCE VICTOR CANNON CAUSE YOU INVESTMENT LOSSES? Lance Cannon Of LPL Financial LLC And Formerly With Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Lance Cannon Customer Complaint Lance Cannon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made unsuitable investment recommendations and misrepresented the risk of the mutual fund investments he recommended. LPL Financial recently denied the customer complaint antedate, the investor has not filed any arbitration proceeding were taken any other action. Lance Cannon Red Flags & Your Rights As An Investor Of course, Lance Cannon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lance Cannon at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Lance Cannon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Bancwest Investment Services, Inc. and Allstate Financial Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lance Cannon If you have questions about LPL Financial LLC, Bancwest Investment Services, Inc., Allstate Financial Advisors, LLC and/or Lance Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2024

Gayle Dilla of NBC Securities, Inc

DID GAYLE ANNE DILLA CAUSE YOU INVESTMENT LOSSES? Gayle Dilla Of NBC Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Gayle Dilla Customer Complaint Gayle Dilla has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized withdrawals that because the client to incur a tax liability. The customer complaint was recently filed with NBC Securities and awaiting the firm’s determination on the merits of the claim. Gayle Dilla Red Flags & Your Rights As An Investor Of course, Gayle Dilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gayle Dilla at NBC Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gayle Dilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NBC Securities, Inc. Due To Gayle Dilla If you have questions about NBC Securities, Inc. and/or Gayle Dilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2024

Manuel Ramos of Centaurus Financial, Inc

DID MANUEL RAMOS CAUSE YOU INVESTMENT LOSSES? Manuel Ramos Of Centaurus Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Manuel Ramos Customer Complaints Manuel Ramos has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Centaurus Financial in favor of the investor. Manuel Ramos former employers denied 3 other customer complaints and the investor took no further action. There is currently one customer complaint that was recently filed with Centaurus Financial that is awaiting resolution. Allegations Against Manuel Ramos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Manuel Ramos Red Flags & Your Rights As An Investor Of course, Manuel Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Manuel Ramos at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Manuel Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Manuel Ramos If you have questions about Centaurus Financial, Inc. and/or Manuel Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

John Franzino of Ameritas Investment Company, LLC

DID JOHN P FRANZINO CAUSE YOU INVESTMENT LOSSES? John Franzino Of Ameritas Investment Company, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct John Franzino Customer Complaint John Franzino has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for forgery related to 14 traditional life insurance policies. Customer complaint that he did not sign, consent to, or participate in the application process naming him insured and using his company bank account to pay a portion of the premiums. The customer complaint recently filed with NYLIFE Securities is still pending and awaiting its determination. John Franzino Red Flags & Your Rights As An Investor Of course, John Franzino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Franzino at Ameritas Investment Company, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether John Franzino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameritas Investment Company, LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameritas Investment Company, LLC Due To John Franzino If you have questions about Ameritas Investment Company, LLC, MML Investors Services, LLC and/or John Franzino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2024

Timothy Gardner of Ameriprise Financial Services, LLC

DID TIMOTHY EUGENE GARDNER CAUSE YOU INVESTMENT LOSSES? Timothy Gardner Of Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Gardner Customer Complaints Timothy Gardner has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Morgan Stanley and the investor took no further action. Another customer complaint was recently filed in California state court against Ameriprise Financial Services for Timothy Gardner’s alleged misconduct and is still pending. Allegations Against Timothy Gardner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Gardner Red Flags & Your Rights As An Investor Of course, Timothy Gardner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Gardner at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Gardner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Timothy Gardner If you have questions about Ameriprise Financial Services, LLC and/or Timothy Gardner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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