Mar 10, 2024

Christiana Webb of Morgan Stanley

DID CHRISTIANA O WEBB CAUSE YOU INVESTMENT LOSSES? Christiana Webb Of Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Christiana Webb Employment History and Termination Christiana O. Webb is an experienced broker who has worked in the securities industry since 2006. She was registered with Morgan Stanley from June 2009 to August 2024 and previously held positions at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Her career achievements include supervisory roles such as Financial Advisor at Morgan Stanley Private Bank, N.A, showcasing her long-standing involvement in the securities industry. She has passed five industry exams, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). Ms. Webb was discharged from Morgan Stanley on August 13, 2024. The termination was attributed to using off-platform communications (e.g., personal texting) and providing educational guidance on assets held in a client’s self-directed account. These actions were deemed non-compliant with Morgan Stanley’s policies. Summary of Negative Disclosures Christiana Webb Red Flags & Your Rights As An Investor Of course, Christiana Webb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christiana Webb at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Christiana Webb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Christiana Webb If you have questions about Morgan Stanley and/or Christiana Webb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2024

Steven Abraham of Hornor, Townsend & Kent, LLC

DID STEVEN ANTHONY ABRAHAM CAUSE YOU INVESTMENT LOSSES? Steven Abraham Of Hornor, Townsend & Kent, LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Steven Abraham Customer Complaints Steven Abraham has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  One customer complaint was denied by MML Investors, Services, LLC and the investor took no further action.  There is currently one customer complaint that was recently filed against Steven Abraham with the brokerage firm which is still pending. Allegations Against Steven Abraham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Abraham Red Flags & Your Rights As An Investor Of course, Steven Abraham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Abraham at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Abraham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent, LLC Due To Steven Abraham If you have questions about Hornor, Townsend & Kent, LLC, MML Investors Services, LLC and/or Steven Abraham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

Matthew Mitchell of Bok Financial Securities, Inc.

DID MATTHEW FRANKLIN MITCHELL CAUSE YOU INVESTMENT LOSSES? Matthew Mitchell Of Bok Financial Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Matthew Mitchell Customer Complaint Matthew Mitchell has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations to purchase and hold a non-traded REIT investment. BOK Financial Securities recently settled the customer complaint in favor of the investor. Matthew Mitchell Red Flags & Your Rights As An Investor Of course, Matthew Mitchell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Mitchell at Bok Financial Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Matthew Mitchell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Bok Financial Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Bok Financial Securities, Inc. Due To Matthew Mitchell If you have questions about Bok Financial Securities, Inc. and/or Matthew Mitchell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Joseph Haas III of Osaic Wealth, Inc

DID JOSEPH JOHN HAAS III CAUSE YOU INVESTMENT LOSSES? Joseph Haas III Of Osaic Wealth, Inc And Formerly With Signator Investors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Haas III Customer Complaint Joseph Haas III has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser failed to follow client’s instructions to change distribution percentages in a transfer on death account. The lawsuit filed in New Jersey is still pending against Royal Alliance Associates for Joseph Hass’ alleged misconduct. Joseph Haas III Red Flags & Your Rights As An Investor Of course, Joseph Haas III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Haas III at Osaic Wealth, Inc and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Haas III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc Due To Joseph Haas III If you have questions about Osaic Wealth, Inc, Signator Investors, Inc. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 28, 2024

Lisa Jacques of Osaic Wealth, Inc

DID LISA M JACQUES CAUSE YOU INVESTMENT LOSSES? Lisa Jacques Of Osaic Wealth, Inc. And Formerly With Sagepoint Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Lisa Jacques Customer Complaint Lisa Jacques has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the redemption of fixed annuities, and purchase of variable annuity contracts were misrepresented resulting in losses. The customer complaint was recently denied by Sagepoint Financial and thus far, does not appear that the investor has filed any arbitration proceedings or taken any other action. Lisa Jacques Red Flags & Your Rights As An Investor Of course, Lisa Jacques did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lisa Jacques at Osaic Wealth, Inc. and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Lisa Jacques has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Lisa Jacques If you have questions about Osaic Wealth, Inc., Sagepoint Financial, Inc. and/or Lisa Jacques and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2024

Alexander Hall of Fidelity Brokerage Services LLC

DID ALEXANDER CURTIS HALL CAUSE YOU INVESTMENT LOSSES? Alexander Hall Of Fidelity Brokerage Services LLC Has A Customer Complaint For Alleged Broker Misconduct Alexander Hall Customer Complaint Alexander Hall has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative recommended an unsuitable product for her investment needs.  The FINRA arbitration proceeding was recently filed and still pending against Fidelity Brokerage Services for Alexander Hall’s alleged misconduct. Alexander Hall Red Flags & Your Rights As An Investor Of course, Alexander Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Hall at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Alexander Hall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Alexander Hall If you have questions about Fidelity Brokerage Services LLC and/or Alexander Hall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2024

Scott Fullman of Revere Securities LLC

DID SCOTT HOWARD FULLMAN CAUSE YOU INVESTMENT LOSSES? Scott Fullman Of Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Scott Fullman Customer Complaint Scott Fullman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise employees in connection with over-the-counter equity transactions.  The arbitration claim filed against Revere Securities is still pending. Scott Fullman Red Flags & Your Rights As An Investor Of course, Scott Fullman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Fullman at Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Fullman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Revere Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Revere Securities LLC Due To Scott Fullman If you have questions about Revere Securities LLC and/or Scott Fullman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2024

Bradley Ford of Madison Avenue Securities, LLC

DID BRADLEY SCOTT FORD CAUSE YOU INVESTMENT LOSSES? Bradley Ford Of Madison Avenue Securities, LLC And Formerly With USA Financial Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Bradley Ford Customer Complaints Bradley Ford has been the subject of 5 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints are settled by Bradley Ford’s former employers in favor the investors. There are currently 2 customer complaints filed with USA Financial Securities Corporation that are awaiting review and determination. Allegations Against Bradley Ford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Bradley Ford Red Flags & Your Rights As An Investor Of course, Bradley Ford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Ford at Madison Avenue Securities, LLC and USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Bradley Ford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Madison Avenue Securities, LLC and USA Financial Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Madison Avenue Securities, LLC Due To Bradley Ford If you have questions about Madison Avenue Securities, LLC, USA Financial Securities Corporation and/or Bradley Ford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2024

Michael Arteca of Pruco Securities, LLC

DID MICHAEL SCOTT ARTECA CAUSE YOU INVESTMENT LOSSES? Michael Arteca Of Pruco Securities, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Michael Arteca Customer Complaints Michael Arteca has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Three for the customer complaints were settled by Michael Arteca’s current or former employees in favor of the investors. The other four customer complaints were denied by his employers and the investors took no further action. Allegations Against Michael Arteca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Arteca Red Flags & Your Rights As An Investor Of course, Michael Arteca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Arteca at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Arteca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Michael Arteca If you have questions about Pruco Securities, LLC and/or Michael Arteca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2024

James Dever of Dominari Securities LLC

DID JAMES FRANCIS DEVER CAUSE YOU INVESTMENT LOSSES? James Dever Of Dominari Securities LLC And Formerly With Revere Securities LLC Has A Customer Complaint For Alleged Broker Misconduct James Dever Customer Complaint James Dever has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to supervise 3 brokers at the New York office of Revere Securities. The FINRA arbitration proceeding filed against Revere Securities for James Dever’s alleged misconduct is still pending. James Dever Red Flags & Your Rights As An Investor Of course, James Dever did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Dever at Dominari Securities LLC and Revere Securities LLC on alert to review carefully the activity and performance of their accounts and question whether James Dever has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dominari Securities LLC and Revere Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Dominari Securities LLC Due To James Dever If you have questions about Dominari Securities LLC, Revere Securities LLC and/or James Dever and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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