Mar 29, 2024

Vincent Richtar of LPL Financial LLC

DID VINCENT JAMES RICHTAR CAUSE YOU INVESTMENT LOSSES? Vincent Richtar Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Vincent Richtar Customer Complaint Vincent Richtar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her prior advisor stole thousands of dollars from her.  LPL Financial recently denied the customer complaint, and it does not appear that the investor has taken any further action. Vincent Richtar Red Flags & Your Rights As An Investor Of course, Vincent Richtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Richtar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Richtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Vincent Richtar  If you have questions about LPL Financial LLC and/or Vincent Richtar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 29, 2024

Roy Salmon of NYLife Securities LLC

DID ROY BOURDETTE SALMON CAUSE YOU INVESTMENT LOSSES? Roy Salmon Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Roy Salmon Customer Complaint Roy Salmon has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the registered representatives did not sell them the Whole life insurance policy that they requested.  MetLife Securities denied the customer complaints and thus far does not appear that the investor is filed in the arbitration proceeding with taken any other action. Roy Salmon Red Flags & Your Rights As An Investor Of course, Roy Salmon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Salmon at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roy Salmon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Roy Salmon  If you have questions about NYLife Securities LLC and/or Roy Salmon and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2024

Russell Stola of LPL Financial LLC

DID RUSSELL ALBERT STOLA CAUSE YOU INVESTMENT LOSSES? Russell Stola Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Russell Stola Customer Complaint Russell Stola has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations related to real estate securities.  The FINRA arbitration proceeding was recently filed against LPL Financial for Russell Stola’s alleged misconduct and still pending. Russell Stola Red Flags & Your Rights As An Investor Of course, Russell Stola did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Stola at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Russell Stola has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Russell Stola If you have questions about LPL Financial LLC and/or Russell Stola and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Russell Robinson of PNC Investments

DID RUSSELL OSE ADADE ROBINSON CAUSE YOU INVESTMENT LOSSES? Russell Robinson Of PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Russell Robinson Customer Complaint Russell Robinson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the investment recommendation did not align with customers, investment time horizon.  The customer complaints were recently filed with PNC Investments for Russell Robinson’s alleged misconduct and are still pending review and response. Russell Robinson Red Flags & Your Rights As An Investor Of course, Russell Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Robinson at PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Russell Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PNC Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PNC Investments Due To Russell Robinson If you have questions about PNC Investments and/or Russell Robinson and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Matthew Romeo formerly with Mid Atlantic Capital Corporation

DID MATTHEW JAMES ROMEO CAUSE YOU INVESTMENT LOSSES? Matthew Romeo Formerly With Mid Atlantic Capital Corporation Has A Customer Complaint For Alleged Broker Misconduct Matthew Romeo Customer Complaint Matthew Romeo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial professional recommended an unsuitable investment involving real estate securities.  The FINRA arbitration proceeding was recently filed against Cambridge Investment Research for Matthew Romeo’s alleged misconduct and is still pending. Matthew Romeo Red Flags & Your Rights As An Investor Of course, Matthew Romeo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Romeo at Mid Atlantic Capital Corporation on alert to review carefully the activity and performance of their accounts and question whether Matthew Romeo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mid Atlantic Capital Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Mid Atlantic Capital Corporation Due To Matthew Romeo If you have questions about Mid Atlantic Capital Corporation and/or Matthew Romeo and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 24, 2024

Betty Moglen of NYLife Securities LLC

DID BETTY LOU MOGLEN CAUSE YOU INVESTMENT LOSSES? Betty Moglen Of NYLife Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Betty Moglen Customer Complaint Betty Moglen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a customer’s universal life insurance policy purchased, which contained funding requirements necessary to be in the coverage that were not fully disclosed and clearly understood by client at the time of the sale. NYLIFE Securities denied the customer’s complaint recently and so far, the investor has not taken any further action. Betty Moglen Red Flags & Your Rights As An Investor Of course, Betty Moglen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Betty Moglen at NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Betty Moglen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLife Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NYLife Securities LLC Due To Betty Moglen If you have questions about NYLife Securities LLC and/or Betty Moglen and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Ali Mahlooji of PHX Financial, Inc.

DID ALI BARRY MAHLOOJI CAUSE YOU INVESTMENT LOSSES? Ali Mahlooji Of PHX Financial, Inc. And Formerly With National Securities Corporation Has 4 Customer Complaints For Alleged Broker Misconduct Ali Mahlooji Customer Complaints Ali Mahlooji has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by National Securities Corp. in favor of the investors for Ali Mahlooji’s alleged misconduct.  Another customer complaint was denied by the brokerage firm and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding which was recently filed against National Securities Corp., for the advisor’s alleged misconduct and is still pending. Allegations Against Ali Mahlooji A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ali Mahlooji Red Flags & Your Rights As An Investor Of course, Ali Mahlooji did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Mahlooji at PHX Financial, Inc. and National Securities Corporationon alert to review carefully the activity and performance of their accounts and question whether Ali Mahlooji has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PHX Financial, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PHX Financial, Inc. Due To Ali Mahlooji If you have questions about PHX Financial, Inc., National Securities Corporation and/or Ali Mahlooji and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 19, 2024

Andrew Dutton of Peak Brokerage Services, LLC

DID ANDREW N DUTTON CAUSE YOU INVESTMENT LOSSES? Andrew Dutton Of Peak Brokerage Services, LLC And Formerly With American Trust Investment Services, Inc. and Primex, Has A Customer Complaint For Alleged Broker Misconduct Andrew Dutton Customer Complaint Andrew Dutton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, breach of contract, and negligence related to alternative investments.  A FINRA arbitration proceeding was recently filed the proper American Trust Investment Services for Andrew Dutton’s alleged misconduct and is still pending. Andrew Dutton Red Flags & Your Rights As An Investor Of course, Andrew Dutton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Dutton at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex on alert to review carefully the activity and performance of their accounts and question whether Andrew Dutton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC, American Trust Investment Services, Inc. and Primex also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To Andrew Dutton If you have questions about Peak Brokerage Services, LLC, American Trust Investment Services, Inc., Primex and/or Andrew Dutton and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2024

Stephen Smith of Wells Fargo Clearing Services, LLC

DID STEPHEN LYNDELL SMITH CAUSE YOU INVESTMENT LOSSES? Stephen Smith Of Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Stephen Smith Customer Complaint Stephen Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor violated various duties through in action to prevent unauthorized trading in an account of an elderly client with declining health. The FINRA arbitration proceeding was recently filed and is still pending against Wells Fargo Clearing Services for Stephen Smith’s alleged misconduct. Stephen Smith Red Flags & Your Rights As An Investor Of course, Stephen Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Smith at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Stephen Smith If you have questions about Wells Fargo Clearing Services, LLC and/or Stephen Smith and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Craig Sturges of Centaurus Financial, Inc

DID CRAIG SOTHERN STURGES CAUSE YOU INVESTMENT LOSSES? Craig Sturges Of Centaurus Financial, Inc. Has A Customer Complaint For Alleged Broker Misconduct Craig Sturges Customer Complaint Craig Sturges has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative misrepresented, recommended and unsuitable investment, and breached his fiduciary duty connection with real estate security investments. A customer complaint was recently made to Centaurus Financial who are currently reviewing the complaint. Craig Sturges Red Flags & Your Rights As An Investor Of course, Craig Sturges did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Sturges at Centaurus Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Sturges has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Centaurus Financial, Inc. Due To Craig Sturges If you have questions about Centaurus Financial, Inc. and/or Craig Sturges and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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