Apr 17, 2024

Mirsad Jakupi of J.P. Morgan Securities LLC

DID MIRSAD JAKUPI CAUSE YOU INVESTMENT LOSSES? Mirsad Jakupi Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mirsad Jakupi Customer Complaint Mirsad Jakupi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to manage the account investment.  JP Morgan Securities recently denied the customer complaint and to date, it does not appear that the investor filed any arbitration proceeding or taken any other action. Mirsad Jakupi Red Flags & Your Rights As An Investor Of course, Mirsad Jakupi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Jakupi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mirsad Jakupi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mirsad Jakupi  If you have questions about J.P. Morgan Securities LLC and/or Mirsad Jakupi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 16, 2024

Kathleen Hansen of LPL Financial LLC

DID KATHLEEN REAMS HANSEN CAUSE YOU INVESTMENT LOSSES? Kathleen Hansen Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kathleen Hansen Customer Complaint Kathleen Hansen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to purchase preferred stock, and customer’s account.  Sage Point Financial settled the customer complaint in favor of the investor. Kathleen Hansen Red Flags & Your Rights As An Investor Of course, Kathleen Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Hansen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathleen Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathleen Hansen  If you have questions about LPL Financial LLC and/or Kathleen Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Eric Bunker formerly with Raymond James Financial Services, Inc.

DID ERIC WILLIAM BUNKER CAUSE YOU INVESTMENT LOSSES? Eric Bunker Formerly With Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Eric Bunker Customer Complaints Eric Bunker has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Sutro and Co., settled in another customer complaint in favor of the investor for Eric Bunker’s alleged misconduct. Another customer complaint was denied by Raymond James Financial Services and the investor took no further action.  There is currently one customer complaint that evolved into a FINRA arbitration proceeding against Raymond James Financial Services for Eric Bunker’s alleged misconduct that is still pending. Allegations Against Eric Bunker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Bunker Red Flags & Your Rights As An Investor Of course, Eric Bunker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Bunker at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Bunker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Eric Bunker  If you have questions about Raymond James Financial Services, Inc. and/or Eric Bunker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2024

Avi Bialo of Arete Wealth Management, LLC

DID AVI J BIALO CAUSE YOU INVESTMENT LOSSES? Avi Bialo Of Arete Wealth Management, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Avi Bialo Customer Complaints Avi Bialo has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Arete Wealth Management in favor of the investor.  The other four customer complaints for Avi Bialo’s alleged misconduct evolved into FINRA arbitration proceedings that are still pending. Allegations Against Avi Bialo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Avi Bialo Red Flags & Your Rights As An Investor Of course, Avi Bialo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Avi Bialo at Arete Wealth Management, LLC on alert to review carefully the activity and performance of their accounts and question whether Avi Bialo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arete Wealth Management, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arete Wealth Management, LLC Due To Avi Bialo  If you have questions about Arete Wealth Management, LLC and/or Avi Bialo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2024

Joseph Barreca of First Horizon Advisors, Inc.

DID JOSEPH PIERRE BARRECA CAUSE YOU INVESTMENT LOSSES? Joseph Barreca Of First Horizon Advisors, Inc. And Formerly With Infinex Investments, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Joseph Barreca Customer Complaints Joseph Barreca has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by his employer First Horizon Advisors and so far, the investors have not taken any further action. Allegations Against Joseph Barreca A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Barreca Red Flags & Your Rights As An Investor Of course, Joseph Barreca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Barreca at First Horizon Advisors, Inc. and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Barreca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Horizon Advisors, Inc. and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At First Horizon Advisors, Inc. Due To Joseph Barreca  If you have questions about First Horizon Advisors, Inc., Infinex Investments, Inc. and/or Joseph Barreca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 6, 2024

Robert Smalanskas of IFP Securities, LLC

DID ROBERT THOMAS SAMALANSKAS CAUSE YOU INVESTMENT LOSSES? Robert Smalanskas Of IFP Securities, LLC And Formerly With PNC Investments Has 3 Customer Complaints For Alleged Broker Misconduct Robert Smalanskas Customer Complaints Robert Smalanskas has been the subject of 3 customer complaints that we know about seeking to recover investment losses. All 3 customer complaints, including the one most recently filed, were denied by Robert Samalanskas’ former employers in the investors took no further action. Allegations Against Robert Smalanskas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Smalanskas Red Flags & Your Rights As An Investor Of course, Robert Smalanskas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Smalanskas at IFP Securities, LLC and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Smalanskas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robert Smalanskas  If you have questions about IFP Securities, LLC, PNC Investments and/or Robert Smalanskas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 3, 2024

Adam Quarello of Oppenheimer & Co. Inc

DID HARMOND MICHAEL SCHAEFER CAUSE YOU INVESTMENT LOSSES? Adam Quarello Of Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Adam Quarello Customer Complaints Adam Quarello has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by an Oppenheimer & Co. in favor of the investor.  Adam Quarello’s employers denied for other customer complaints that it does not appear that the investors took any further action.  There is currently 1 customer complaint that was recently filed with Oppenheimer and Co. that is still pending its review and response. Allegations Against Adam Quarello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Quarello Red Flags & Your Rights As An Investor Of course, Adam Quarello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Quarello at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Quarello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Adam Quarello  If you have questions about Oppenheimer & Co. Inc. and/or Adam Quarello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 2, 2024

Robert Rumley, III of William Blair

DID ROBERT J RUMLEY III CAUSE YOU INVESTMENT LOSSES? Robert Rumley, III Of William Blair And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Robert Rumley, III Customer Complaints Robert Rumley, III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Morgan Stanley denied one of the customer complaints and the investor took no further action. There is currently one FINRA arbitration proceeding as recently filed and still pending against Morgan Stanley for Robert Romley’s alleged misconduct. Allegations Against Robert Rumley, III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Rumley, III Red Flags & Your Rights As An Investor Of course, Robert Rumley, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rumley, III at William Blair and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Robert Rumley, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at William Blair and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At William Blair Due To Robert Rumley, III  If you have questions about William Blair, Morgan Stanley and/or Robert Rumley, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2024

Pete Stamatis of Osaic Wealth, Inc

DID PETE CHRIS STAMATIS CAUSE YOU INVESTMENT LOSSES? Pete Stamatis Of Osaic Wealth, Inc. Has A Customer Complaint For Alleged Broker Misconduct Pete Stamatis Customer Complaint Pete Stamatis has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to the suitability of investment recommendations to purchase mutual funds and variable annuity contracts. Osaic Wealth recently denied.  The customer complaint and so far, it does not appear that any arbitration proceeding has been filed or any other action taken by the investor. Pete Stamatis Red Flags & Your Rights As An Investor Of course, Pete Stamatis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pete Stamatis at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Pete Stamatis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Pete Stamatis  If you have questions about Osaic Wealth, Inc. and/or Pete Stamatis and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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