Apr 30, 2024

Arif Ahmed of J.P. Morgan Securities LLC

DID ARIF AHMED CAUSE YOU INVESTMENT LOSSES? Arif Ahmed Of J.P. Morgan Securities LLC And Formerly With First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Arif Ahmed Customer Complaints Arif Ahmed has been the subject of 5 customer complaints that we know about seeking to recover investment losses.  Two of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for over $458,000 and $85,000, respectively.  Another customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action.  There are currently two customer complaints made in connection with his employment at First Republic Securities Co. alleging damages of over $204 million and $35 million that are still pending. Allegations Against Arif Ahmed A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Arif Ahmed Red Flags & Your Rights As An Investor Of course, Arif Ahmed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Arif Ahmed at J.P. Morgan Securities LLC , First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Arif Ahmed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC, First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Arif Ahmed  If you have questions about J.P. Morgan Securities LLC, First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Arif Ahmed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 29, 2024

Drew Reinhardt of Morgan Stanley

DID DREW MARTIN REINHARDT CAUSE YOU INVESTMENT LOSSES? Drew Reinhardt Of Morgan Stanley Has 4 Customer Complaints For Alleged Broker Misconduct Drew Reinhardt Customer Complaints Drew Reinhardt has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Morgan Stanley or Drew Reinhardt’s alleged misconduct in favor of the investors.  The other customer dispute was denied by Morgan Stanley recently.  To date, the investor has not taken any further action. Allegations Against Drew Reinhardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Drew Reinhardt Red Flags & Your Rights As An Investor Of course, Drew Reinhardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Drew Reinhardt at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Drew Reinhardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Drew Reinhardt  If you have questions about Morgan Stanley and/or Drew Reinhardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2024

Patrick Tantoco of Osaic Wealth, Inc

DID PATRICK TANTOCO CAUSE YOU INVESTMENT LOSSES? Patrick Tantoco Of Osaic Wealth, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Tantoco Customer Complaints Patrick Tantoco has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have proceeded to FINRA arbitration proceedings against Independent Financial Group for Patrick Tantoco’s alleged misconduct and are still pending. Allegations Against Louis Wargo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Tantoco Red Flags & Your Rights As An Investor Of course, Patrick Tantoco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Tantoco at Osaic Wealth, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Tantoco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Patrick Tantoco  If you have questions about Osaic Wealth, Inc., MML Investors Services, LLC and/or Patrick Tantoco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2024

Richard Zientarski of Planmember Securities Corporation

DID RICHARD CHESTER ZIENTARSKI CAUSE YOU INVESTMENT LOSSES? Richard Zientarski Of Planmember Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Richard Zientarski Customer Complaints Richard Zientarski has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Pan-American Financial Advisors in favor of the investor.  There is currently 1 customer complaint that was recently filed with Planmember Securities Corporation for Richard Zientarski’s alleged misconduct that is still pending. Allegations Against Richard Zientarski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Zientarski Red Flags & Your Rights As An Investor Of course, Richard Zientarski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Zientarski at Planmember Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Richard Zientarski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Planmember Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Planmember Securities Corporation Due To Richard Zientarski  If you have questions about Planmember Securities Corporation and/or Richard Zientarski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 26, 2024

Shelley Moffatt of Edward Jones

DID SHELLEY MARIE MOFFATT CAUSE YOU INVESTMENT LOSSES? Shelley Moffatt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Shelley Moffatt Customer Complaints Shelley Moffatt has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by Edward Jones and the investors took no further action. Allegations Against Robert McLane A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shelley Moffatt Red Flags & Your Rights As An Investor Of course, Shelley Moffatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shelley Moffatt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Shelley Moffatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Shelley Moffatt  If you have questions about Edward Jones and/or Shelley Moffatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 25, 2024

Scott Matalon formerly with RBC Capital Markets, LLC

DID SCOTT JAY MATALON CAUSE YOU INVESTMENT LOSSES? Scott Matalon Formerly With RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Matalon Customer Complaints Scott Matalon has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of the customer complaints are pending against his former employer’s for his alleged misconduct in FINRA arbitration proceedings. Allegations Against Scott Matalon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Matalon Red Flags & Your Rights As An Investor Of course, Scott Matalon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Matalon at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Matalon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Scott Matalon  If you have questions about RBC Capital Markets, LLC, Ameriprise Financial Services, Inc. and/or Scott Matalon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2024

Timothy Lilleboe of Morgan Stanley

DID TIMOTHY MICHAEL LILLEBOE CAUSE YOU INVESTMENT LOSSES? Timothy Lilleboe Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Timothy Lilleboe Customer Complaints Timothy Lilleboe has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Salomon Smith Barney in favor of the investors.  The brokerage firm denied another customer’s complaint and the investor took no further action.  There is currently one customer complaint recently filed against Morgan Stanley for Timothy Lilleboe’s alleged misconduct that is still pending. Allegations Against Timothy Lilleboe A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Timothy Lilleboe Red Flags & Your Rights As An Investor Of course, Timothy Lilleboe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Lilleboe at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Timothy Lilleboe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Timothy Lilleboe  If you have questions about Morgan Stanley and/or Timothy Lilleboe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

DID TAMARA A GLENN CAUSE YOU INVESTMENT LOSSES? Tamara Glenn Formerly With LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Tamara Glenn Customer Complaints Tamara Glenn has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Tamara Glenn’s former employers in favor of the investors. Another 3 customer complaints were denied by her former employers, and, to date, the investors have not taken any further action. Currently, there are 2 FINRA arbitration proceedings filed against Essex National Securities for the advisors alleged misconduct that are still pending. Allegations Against Tamara Glenn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamara Glenn Red Flags & Your Rights As An Investor Of course, Tamara Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Glenn at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tamara Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tamara Glenn  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Securian Financial Services, Inc. and/or Tamara Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Andrew Douglas of Castle Placement LLC

DID ANDREW PENICK WATSON DOUGLAS CAUSE YOU INVESTMENT LOSSES? Andrew Douglas Of Castle Placement LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Douglas Customer Complaint Andrew Douglas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unidentified misconduct that occurred at the Fidelity Bank and LPL Financial related to exchange traded funds.  The customer complaint was denied by Andrew Watson’s former employers and the investors took no further action.  Andrew Douglas Red Flags & Your Rights As An Investor Of course, Andrew Douglas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Douglas at Castle Placement LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Douglas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Castle Placement LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Castle Placement LLC Due To Andrew Douglas  If you have questions about Castle Placement LLC, LPL Financial LLC and/or Andrew Douglas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 17, 2024

Mirsad Jakupi of J.P. Morgan Securities LLC

DID MIRSAD JAKUPI CAUSE YOU INVESTMENT LOSSES? Mirsad Jakupi Of J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Mirsad Jakupi Customer Complaint Mirsad Jakupi has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to manage the account investment.  JP Morgan Securities recently denied the customer complaint and to date, it does not appear that the investor filed any arbitration proceeding or taken any other action. Mirsad Jakupi Red Flags & Your Rights As An Investor Of course, Mirsad Jakupi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mirsad Jakupi at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Mirsad Jakupi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Mirsad Jakupi  If you have questions about J.P. Morgan Securities LLC and/or Mirsad Jakupi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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