May 9, 2024

Mark Mappa of Osaic Wealth, Inc

DID MARK ALAN MAPPA CAUSE YOU INVESTMENT LOSSES? Mark Mappa Of Osaic Wealth, Inc. And Formerly With Woodbury Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Mark Mappa Customer Complaints Mark Mappa has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  Kestra Investment Services settled all 3 customer complaints that involved in the FINRA arbitration proceedings for Mark Mappa’s alleged misconduct in favor of the investors. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Mappa Red Flags & Your Rights As An Investor Of course, Mark Mappa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Mappa at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Mappa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Mark Mappa  If you have questions about Osaic Wealth, Inc., Woodbury Financial Services, Inc. and/or Mark Mappa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2024

Robert Larsen of Creativeone Securities, LLC

DID ROBERT SOREN LARSEN CAUSE YOU INVESTMENT LOSSES? Robert Larsen Of CreativeOne Securities, LLC And Formerly With Ameriprise Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Robert Larsen Customer Complaints Robert Larsen has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were denied by Robert Larsen’s former employers, Allstate Financial Services and Charles Schwab and Co., Inc. and the investors took no further action.  The most recent complaint filed with CreativeOne Securities is still pending. Allegations Against Robert Larsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Larsen Red Flags & Your Rights As An Investor Of course, Robert Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Larsen at Creativeone Securities, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Creativeone Securities, LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Creativeone Securities, LLC Due To Robert Larsen  If you have questions about Creativeone Securities, LLC, Ameriprise Financial Services, Inc. and/or Robert Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2024

Jack Yvars of Osaic Wealth, Inc

DID JACK W YVARS CAUSE YOU INVESTMENT LOSSES? Jack Yvars Of Osaic Wealth, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Jack Yvars Customer Complaints Jack Yvars has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have evolved into FINRA arbitration proceedings filed against Osaic Wealth, formerly known as Royal Alliance Associates for Jack Yvars alleged misconduct, and still pending. Allegations Against Jack Yvars A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jack Yvars Red Flags & Your Rights As An Investor Of course, Jack Yvars did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Yvars at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jack Yvars has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc., Due To Jack Yvars  If you have questions about Osaic Wealth, Inc., and/or Jack Yvars and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2024

Edgar Kleydman of MML Investors Services, LLC

DID EDGAR A KLEYDMAN CAUSE YOU INVESTMENT LOSSES? Edgar Kleydman Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Edgar Kleydman Customer Complaints Edgar Kleydman has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in a FINRA arbitration proceeding being filed an award being entered against Equitable Advisors and him for his alleged misconduct. Two more customer complaints were settled by the advisors former employer’s or his alleged misconduct in favor of the investments.  There is currently 1 FINRA arbitration proceeding, that is still pending against Equitable Advisors for Edgar Kleydman’s alleged misconduct. Allegations Against Leslie Kern A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edgar Kleydman Red Flags & Your Rights As An Investor Of course, Edgar Kleydman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Kleydman at MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Kleydman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edgar Kleydman  If you have questions about MML Investors Services, LLC, AXA Advisors, LLC and/or Edgar Kleydman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Craig Gould of Cabot Lodge Securities LLC

DID CRAIG MICHAEL GOULD CAUSE YOU INVESTMENT LOSSES? Craig Gould Of Cabot Lodge Securities LLC And Formerly With World Equity Group, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Craig Gould Customer Complaints Craig Gould has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding that resulted in an award against Craig Gould’s employer and himself in favor of the investor.  The other FINRA arbitration proceeding filed against Cabot Lodge Securities for Craig Gould’s alleged misconduct is still pending. Allegations Against Craig Gould A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Craig Gould Red Flags & Your Rights As An Investor Of course, Craig Gould did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Gould at Cabot Lodge Securities LLC and World Equity Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Craig Gould has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLC and World Equity Group, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Craig Gould  If you have questions about Cabot Lodge Securities LLC, World Equity Group, Inc., and/or Craig Gould and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Paul Getty of Lightpath Capital, Inc

DID PAUL M GETTY CAUSE YOU INVESTMENT LOSSES? Paul Getty Of Lightpath Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Paul Getty Customer Complaints Paul Getty has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint about Paul Getty’s conduct was settled by Lightpath Capital in favor of the investor.  There are 2 more customer complaints that evolved into FINRA arbitration proceedings that are still pending against Lightpath Capital for Paul Getty’s alleged misconduct. Allegations Against Paul Getty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Getty Red Flags & Your Rights As An Investor Of course, Paul Getty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Getty at Lightpath Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Getty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lightpath Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lightpath Capital, Inc. Due To Paul Getty  If you have questions about Lightpath Capital, Inc. and/or Paul Getty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 3, 2024

Susan Duke formerly with Transamerica Financial Advisors, Inc

DID SUSAN M DUKE CAUSE YOU INVESTMENT LOSSES? Susan Duke Formerly With Transamerica Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Duke Customer Complaints Susan Duke has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both of these customer complaints evolved into FINRA arbitration proceedings that were subsequently settled by Transamerica Financial Advisors in favor of the investors or Susan Duke’s alleged misconduct. Allegations Against Susan Duke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Duke Red Flags & Your Rights As An Investor Of course, Susan Duke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Duke at Transamerica Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Duke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Transamerica Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Transamerica Financial Advisors, Inc. Due To Susan Duke  If you have questions about Transamerica Financial Advisors, Inc. and/or Susan Duke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Robert Earls, Jr. of LPL Financial LLC

DID ROBERT JOSEPH EARLS, JR. CAUSE YOU INVESTMENT LOSSES? Robert Earls, Jr. Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Earls, Jr.  Customer Complaints Robert Earls, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 of these customer complaints were recently filed with LPL Financial and are still pending. Allegations Against Robert Earls, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Earls, Jr.  Red Flags & Your Rights As An Investor Of course, Robert Earls, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Earls, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Earls, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Earls, Jr.  If you have questions about LPL Financial LLC and/or Robert Earls, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 2, 2024

Dan Droeg formerly with United Planners’ Financial Services of America A Limited Partner

DID DAN EDWARD DROEG CAUSE YOU INVESTMENT LOSSES? Dan Droeg Formerly With United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Dan Droeg Customer Complaints Dan Droeg has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were settled by his former employer’s in favor of investors for his alleged misconduct.  Another FINRA arbitration proceeding was recently filed against Grove Point Investments and Woodbury Financial Services for Dan Droeg’s alleged misconduct seeking over $980,000 in damages and still pending. Allegations Against Dan Droeg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dan Droeg Red Flags & Your Rights As An Investor Of course, Dan Droeg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Droeg at United Planners’ Financial Services of America A Limited Partner and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Dan Droeg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at United Planners’ Financial Services of America, A Limited Partner and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At United Planners’ Financial Services of America A Limited Partner Due To Dan Droeg  If you have questions about United Planners’ Financial Services of America A Limited Partner, Sagepoint Financial, Inc. and/or Dan Droeg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2024

Anthony D’Ascoli of Oppenheimer & Co. Inc

DID ANTHONY D’ASCOLI CAUSE YOU INVESTMENT LOSSES? Anthony D’Ascoli Of Oppenheimer & Co. Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Anthony D’Ascoli Customer Complaints Anthony D’Ascoli has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill, Lynch Pierce Fenner and Smith for the advisors alleged misconduct in favor of the investor.  The other two customer complaints were denied by Oppenheimer and Co. recently can sell for the investors have not taken any further action. Allegations Against Anthony D’Ascoli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Anthony D’Ascoli Red Flags & Your Rights As An Investor Of course, Anthony D’Ascoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony D’Ascoli at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony D’Ascoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Anthony D’Ascoli  If you have questions about Oppenheimer & Co. Inc. and/or Anthony D’Ascoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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