May 23, 2024

Michael Halkitis of The Rockwell Financial Group, Inc  REviews

DID MICHAEL JOHN HALKITIS CAUSE YOU INVESTMENT LOSSES? Michael Halkitis Of The Rockwell Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Halkitis Customer Complaint and Reviews Allegations Against Michael Halkitis These points collectively suggest that while Michael J. Halkitis possesses extensive experience and qualifications which are significantly tainted by past conduct. Frank Gusmano Red Flags & Your Rights As An Investor Of course, Michael Halkitis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Halkitis at The Rockwell Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Halkitis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Rockwell Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Rockwell Financial Group, Inc. Due To Michael Halkitis  If you have questions about The Rockwell Financial Group, Inc. and/or Michael Halkitis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 21, 2024

Ryan Shoop of Westminster Financial Securities, Inc

DID RYAN ELLIOT SHOOP CAUSE YOU INVESTMENT LOSSES? Ryan Shoop Of Westminster Financial Securities, Inc. And Formerly With Stifel Independent Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Ryan Shoop Customer Complaints Ryan Shoop has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Wachovia Securities, and the investor took no further action.  There are currently 2 customer complaints that were recently filed against Stifel Independent Advisors and the other against Westminister Financial Securities that are still pending for Ryan Shoop’s alleged misconduct. Allegations Against Ryan Shoop A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ryan Shoop Red Flags & Your Rights As An Investor Of course, Ryan Shoop did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Shoop at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Shoop has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Westminster Financial Securities, Inc. and Stifel Independent Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Westminster Financial Securities, Inc. Due To Ryan Shoop  If you have questions about Westminster Financial Securities, Inc., Stifel Independent Advisors, LLC and/or Ryan Shoop and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 19, 2024

Shaiza Rizavi of Gilder Gagnon Howe & Co. LLC

DID SHAIZA MARIAM RIZAVI CAUSE YOU INVESTMENT LOSSES? Shaiza Rizavi Of Gilder Gagnon Howe & Co. LLC Has 2 Customer Complaints For Alleged Broker Misconduct Shaiza Rizavi Customer Complaints Shaiza Rizavi has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that were eventually settled by Gilder Gagnon Howe and Co. in favor of the investors for Shaiza Rizavi’s alleged misconduct. Allegations Against Shaiza Rizavi The only allegations reported by the brokerage firm about the arbitration claims and settlements investment losses were for breach of fiduciary duty in the management of discretionary accounts.  Apparently the adviser mismanaged the accounts and the customers sought their damages, including margin interest and fees. Shaiza Rizavi Red Flags & Your Rights As An Investor Of course, Shaiza Rizavi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shaiza Rizavi at Gilder Gagnon Howe & Co. LLC on alert to review carefully the activity and performance of their accounts and question whether Shaiza Rizavi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Gilder Gagnon Howe & Co. LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Gilder Gagnon Howe & Co. LLC Due To Shaiza Rizavi  If you have questions about Gilder Gagnon Howe & Co. LLC and/or Shaiza Rizavi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

John Orlando formerly with SW Financial

DID JOHN ANTHONY ORLANDO CAUSE YOU INVESTMENT LOSSES? John Orlando Formerly With SW Financial and Formerly With Joseph Gunnar & Co. LLC and Westpark Capital, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct John Orlando Customer Complaints In his career, John Orlando has been the subject of 9 customer complaints that we know about!  One of John Orlando’s 9 customer complaints went through an arbitration hearing and an arbitration award was enteredin favor of investors.  Three customer complaints were settled by WestPark Capital in favor of the investors and were John Orlando’s alleged misconduct.  One complaint was denied by his former employer, and to date, no action has been taken.  There are currently 4 pending customer complaints filed against John Orlando’s former employers, Westpark Capital, Inc. and Newport Coast Securities, Inc., for investment losses caused by his alleged misconduct. Allegations Against John Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Orlando Red Flags & Your Rights As An Investor Of course, John Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Orlando at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SW Financial, Joseph Gunnar & Co. LLC and Westpark Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At SW Financial Due To John Orlando  If you have questions about SW Financial, Joseph Gunnar & Co. LLC, Westpark Capital, Inc and/or John Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2024

Ashlynn Mohan of Equitable Advisors, LLC Reviews

DID ASHLYNN BERNADETTE MOHAN CAUSE YOU INVESTMENT LOSSES? Ashlynn Mohan Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Ashlynn Mohan Customer Complaints and Reviews Mohan’s professional record includes an instance of customer dissatisfaction, which reflects poorly on her advisory capabilities: Allegations Against Ashlynn Mohan The allegations against Ashlynn Mohan focus on: Although the complaint was denied, the incident itself can indicate a need for improved communication or understanding of product details. Ashlynn Mohan Red Flags & Your Rights As An Investor Of course, Ashlynn Mohan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashlynn Mohan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ashlynn Mohan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Ashlynn Mohan  If you have questions about Equitable Advisors, LLC and/or Ashlynn Mohan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 12, 2024

Anthony Dorsey of PFS Investments Inc.  Reviews

DID Anthony LEJAMBRE Dorsey CAUSE YOU INVESTMENT LOSSES? Anthony Dorsey Of PFS Investments Inc. Has 1 Customer Complaint For Alleged Broker Misconduct Anthony Dorsey Customer Complaints and Reviews Dorsey’s record includes a notable disclosure: Allegations Against Anthony Dorsey The primary allegation against Anthony Dorsey revolves around a significant oversight in client communications, specifically: This suggests a lack of diligence or transparency in his advisory duties, which are critical for maintaining trust and integrity in the broker-client relationship. Anthony Dorsey Red Flags & Your Rights As An Investor Of course, Anthony Dorsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Dorsey at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Dorsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Anthony Dorsey  If you have questions about PFS Investments Inc. and/or Anthony Dorsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2024

Daniel Nielsen of LPL Financial LLC

DID DANIEL JOE NIELSEN CAUSE YOU INVESTMENT LOSSES? Daniel Nielsen Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Daniel Nielsen Customer Complaints Daniel Nielsen has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor for Daniel Nielsen’s alleged misconduct.  Cambridge Investment Research recently denied the other customer complaint and so far, it does not appear that the investor has taken any further action. Allegations Against Daniel Nielsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Daniel Nielsen Red Flags & Your Rights As An Investor Of course, Daniel Nielsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Nielsen at LPL Financial LLC and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Nielsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Daniel Nielsen  If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc. and/or Daniel Nielsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 10, 2024

Lincoln Mason formerly with Edward Jones

DID LINCOLN LUCAS MASON CAUSE YOU INVESTMENT LOSSES? Lincoln Mason Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Lincoln Mason Customer Complaints Lincoln Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones for Lincoln Mason’s alleged misconduct in favor of the investment.  The same brokerage firm denied another customer recently and so far it does not appear that the investor is taken any further action Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Lincoln Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lincoln Mason at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lincoln Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lincoln Mason  If you have questions about Edward Jones and/or Lincoln Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Curtis Mason of GWN Securities Inc

DID CURTIS J MASON CAUSE YOU INVESTMENT LOSSES? Curtis Mason Of GWN Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Curtis Mason Customer Complaints Curtis Mason has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were denied by Curtis Mason’s employers.  One investor took no further action.  The other investor had his complaint recently denied, and it does not appear that he has filed any arbitration proceeding. Allegations Against Curtis Mason A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Curtis Mason Red Flags & Your Rights As An Investor Of course, Curtis Mason did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Mason at GWN Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Mason has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at GWN Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At GWN Securities Inc. Due To Curtis Mason  If you have questions about GWN Securities Inc. and/or Curtis Mason and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 9, 2024

Martinez formerly with Pruco Securities LLC

DID JUSTIN ROBERT MARTINEZ CAUSE YOU INVESTMENT LOSSES? Justin Martinez Formerly With Pruco Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct Justin Martinez Customer Complaints Justin Martinez has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints were recently denied by Pruco Securities and thus far, it does not appear that the investors have taken any further action. Allegations Against Justin Martinez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Martinez Red Flags & Your Rights As An Investor Of course, Justin Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Martinez at Pruco Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Justin Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities LLC Due To Justin Martinez  If you have questions about Pruco Securities LLC and/or Justin Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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