Sep 30, 2024

Carl Dedmon Jr of Wells Fargo Clearing Services, LLC FIRED

DID JIM CARL DEDMON JR CAUSE YOU INVESTMENT LOSSES? Carl Dedmon Jr Formerly With Wells Fargo Clearing Services, LLC was terminated on June 26, 2024, following a review concerning withdrawals from Uniform Transfers to Minors Act (UTMA) accounts Carl Dedmon Jr Employment History Jim Carl Dedmon Jr has extensive experience in the securities industry, having worked for five different firms over the course of his career. He was most recently registered with Wells Fargo Clearing Services, LLC from September 2012 until July 2024. Prior to that, he worked with Morgan Stanley in various capacities from April 2007 to October 2012, and with Citigroup Global Markets Inc. from March 2002 to February 2004. Throughout his career, Jim has passed two General Industry/Product exams, including the Series 7, and two Multi-State Securities Law exams, including the Series 63 and Series 65. He is not currently registered with any firm. Allegations Against Carl Dedmon Jr Employment Termination: Carl Dedmon Jr Red Flags & Your Rights As An Investor Of course, Carl Dedmon Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Carl Dedmon Jr at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Carl Dedmon Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Carl Dedmon Jr If you have questions about Wells Fargo Clearing Services, LLC and/or Carl Dedmon Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2024

Neetu Verma of J.P. Morgan Securities LLC FIRED

DID NEETU VERMA CAUSE YOU INVESTMENT LOSSES? Neetu Verma Formerly With J.P. Morgan Securities LLC was terminated on August 21, 2024, for allegations involving the inappropriate opening of bank Certificates of Deposit (CDs) for existing customers. Neetu Verma Employment History Neetu Verma worked for J.P. Morgan Securities LLC (CRD# 79) in Reston, Virginia, from June 2022 until September 2024. During her time in the securities industry, she has passed two general industry/product exams: the Securities Industry Essentials (SIE) and the Series 6 exam. In addition, she has passed two multi-state securities law exams, the Series 63 and Series 66. However, she has not completed any principal or supervisory exams and holds no professional designations. Verma was recently discharged from J.P. Morgan Chase Bank, N.A., in August 2024 due to allegations involving the inappropriate opening of bank Certificates of Deposit (CDs) for existing customers to gain incentive credit. This termination was not related to customer harm or the sale of securities. Neetu Verma Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Neetu Verma is a red flag which should put all current and former customers of Neetu Verma at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Neetu Verma engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Neetu Verma If you have questions about J.P. Morgan Securities LLC and/or Neetu Verma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2024

Michelle Feland of Raymond James Financial Services, Inc.  FIRED

DID MICHELLE JAYNE FELAND CAUSE YOU INVESTMENT LOSSES? Michelle Feland Formerly With Raymond James Financial Services, Inc. was terminated on August 22, 2024, for allegations of conduct inconsistent with the firm’s document integrity policies. Michelle Feland Employment History Michelle Jayne Feland has had a substantial career in the securities industry, having worked for multiple firms since 1999. She was most recently registered with Raymond James Financial Services, Inc. from March 2008 to September 2024, based in Fargo, ND. Prior to that, she worked for LPL Financial Corporation and Wealth Enhancement Brokerage Services, LLC. Over the course of her career, she has passed two principal/supervisory exams, including the General Securities Principal Examination (Series 24) and the Municipal Fund Securities Principal Examination (Series 51). Additionally, she passed two general industry/product exams and two multi-state securities law exams, including the Series 7, Series 63, and Series 65. Feland was discharged from Raymond James Financial Services in August 2024 due to allegations of conduct inconsistent with the firm’s document integrity policies. Despite this, her career reflects significant experience and a broad range of qualifications in the financial services sector. Michelle Feland Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Michelle Feland is a red flag which should put all current and former customers of Michelle Feland at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michelle Feland engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc.  Due To Michelle Feland If you have questions about Raymond James Financial Services, Inc.and/or Michelle Feland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2024

Evan Scales of Fidelity Brokerage Services LLC TERMINATES EMPLOYMENT AFTER ALLEGATIONS

DID EVAN VON SCALES CAUSE YOU INVESTMENT LOSSES? Evan Scales Formerly With Fidelity Brokerage Services LLC was terminated on August 2, 2024, following allegations of engaging in investment-related activities outside the firm without disclosure or approval. Evan Scales Employment History Evan Von Scales is a former securities broker with experience working for two firms in the financial industry. He was most recently registered with Fidelity Brokerage Services LLC from March 2019 to August 2024. Prior to that, he worked at TD Ameritrade, Inc. from July 2018 to March 2019. Scales passed two general industry/product exams: the Securities Industry Essentials Examination in October 2018 and the General Securities Representative Examination (Series 7) in July 2018. He also passed two multi-state securities law exams, the Uniform Combined State Law Examination (Series 66) in July 2020 and the Uniform Securities Agent State Law Examination (Series 63) in August 2018. As of August 2024, Scales is no longer registered with any firm, having voluntarily resigned from Fidelity following allegations of engaging in investment-related activities outside the firm without disclosure or approval. Evan Scales Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Evan Scales is a red flag which should put all current and former customers of Evan Scales Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Evan Scales engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Evan Scales If you have questions about Fidelity Brokerage Services LLCand/or Evan Scales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2024

John Polemis of Stirlingshire Investments FIRED

DID JOHN POLEMIS CAUSE YOU INVESTMENT LOSSES? John Polemis Formerly With Stirlingshire Investments was terminated on August 19, 2024, due to concerns over an undisclosed loan from a customer with no transfers identified John Polemis Customer Complaints and Reviews John Polemis has worked for several firms over his career, including Stirlingshire Investments in New York City from March 2024 to September 2024, Park Avenue Securities LLC  in San Diego from April 2022 to March 2024, and NYLIFE Securities LLC from May 2001 to September 2010. He has passed three general industry/product exams: the General Securities Representative Examination, the Securities Industry Essentials (SIE) Examination, and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Additionally, he passed two multi-state securities law exams: the Uniform Combined State Law Examination and the Uniform Securities Agent State Law Examination . Allegations Against John Polemis John Polemis has several disclosure events listed in his FINRA report. These include two customer disputes: one filed in June 2008 alleging unauthorized transactions, which was settled for $750, and another in September 2004 involving allegations of forgery on a medical release form, which was closed without action. Additionally, in August 2024, Termination: Polemis was discharged from Stirlingshire Investments after the firm raised concerns over an undisclosed loan from a customer and the connection of his personal bank account with the customer’s brokerage account, though no transfers were identified. John Polemis Red Flags & Your Rights As An Investor Of course, John Polemis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of John Polemis at Stirlingshire Investmentson alert to review carefully the activity and performance of their accounts and question whether John Polemishas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stirlingshire Investmentsalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stirlingshire Investments Due To John Polemis If you have questions about Stirlingshire Investments and/or John Polemis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 21, 2024

Daniel Kozloski of Northwestern Mutual Investment Services LLC FIRED

DID DANIEL JOSEPH KOZLOSKI III CAUSE YOU INVESTMENT LOSSES? Daniel Kozloski Formerly With Northwestern Mutual Investment Services LLC was terminated on August 19, 2024, for was discharged from Northwestern Mutual Investment Services due to a statutory disqualification related to his plea agreement in the criminal case. Daniel Kozloski Customer Complaints and Reviews Daniel Joseph Kozloski III is a former registered securities broker with over 15 years of experience in the industry. He worked primarily for Northwestern Mutual Investment Services, LLC from October 2008 to August 2024. During his tenure, Kozloski passed two general industry/product exams: the Securities Industry Essentials Examination in October 2018 and the General Securities Representative Examination (Series 7) in October 2008. Additionally, he passed two multi-state securities law exams, the Uniform Investment Adviser Law Examination (Series 65) in September 2014 and the Uniform Securities Agent State Law Examination (Series 63) in September 2008. Kozloski is no longer registered with any firms, and throughout his career, he held various roles, including as a registered representative and a financial advisor. He was also involved in selling non-variable insurance products from companies not affiliated with Northwestern Mutual. Allegations Against Daniel Kozloski Daniel Kozloski has several disclosure events reported in his FINRA BrokerCheck record. These include a felony charge of child abuse resulting in serious bodily injury, which was filed in February 2024. Kozloski pleaded guilty, and the court deferred judgment for two years starting in August 2024. If he complies with all the terms, the charge will be dismissed. Additionally, a customer dispute filed in November 2023 alleged that Kozloski forged a client’s signature on a policy loan check. However, the firm reviewed the allegations and found them to be unfounded, leading to the case being closed without action. In August 2024, Kozloski was discharged from Northwestern Mutual Investment Services due to a statutory disqualification related to his plea agreement in the criminal case. The disqualification was unrelated to his investment or business activities. Daniel Kozloski Red Flags & Your Rights As An Investor Of course, Daniel Kozloski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Daniel Kozloski at Northwestern Mutual Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kozloski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services LLC Due To Daniel Kozloski If you have questions about Northwestern Mutual Investment Services LLCand/or Daniel Kozloski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Austin Wiest of Fidelity Brokerage Services LLC FIRED

DID AUSTIN C WIEST CAUSE YOU INVESTMENT LOSSES? Austin Wiest Formerly With Fidelity Brokerage Services LLC was terminated on July 2, 2024, due to allegations that he inaccurately documented client interactions in the firm’s systems, which impacted internal metrics Austin Wiest Employment History Austin C. Wiest is a former registered broker who worked for Fidelity Brokerage Services LLC in Chicago, Illinois, from August 2021 to July 2024. During his time as a broker, Austin passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on August 6, 2021, and the General Securities Representative Examination (Series 7) on August 13, 2021. He also passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) on September 16, 2021. Austin does not have any principal or supervisory qualifications and has not reported any professional designations. Austin is no longer registered with any brokerage firm. His employment with Fidelity Brokerage Services LLC ended on July 2, 2024, following his discharge due to allegations that he inaccurately documented client interactions in the firm’s systems, which impacted internal metrics. Prior to his role in the securities industry, Austin worked in various non-investment roles, including as a major market sales representative at Paychex and an account executive at Brooksource. Austin Wiest Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Austin Wiest is a red flag which should put all current and former customers of Austin Wiest Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Austin Wiest engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Austin Wiest If you have questions about Fidelity Brokerage Services LLC and/or Austin Wiest and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Daniel Wright of J.P. Morgan Securities LLC FIRED

DID DANIEL JOSEPH WRIGHT CAUSE YOU INVESTMENT LOSSES? Daniel Wright Formerly With J.P. Morgan Securities LLC was terminated on July 1, 2024, for allegedly opening a joint bank account without the secondary owner present and using a “click to sign” method on behalf of the secondary owner. Daniel Wright Employment History Daniel Joseph Wright is a former registered broker who worked with two securities firms during his career. He was most recently registered with J.P. Morgan Securities LLC in Buena Park, California, from November 2019 to July 2024. Prior to that, he was registered with SC Distributors, LLC in Newport Beach, California, from September 2018 to July 2019. Daniel passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the General Securities Representative Examination (Series 7) on September 18, 2018. He also passed the Uniform Securities Agent State Law Examination (Series 63) on November 5, 2018. Daniel does not hold any principal or supervisory qualifications and has not reported any professional designations. Daniel’s registration with J.P. Morgan Securities LLC ended on July 1, 2024, following his discharge by JPMorgan Chase Bank, N.A., for allegedly opening a joint bank account without the secondary owner present and allowing the primary owner to sign on behalf of the secondary owner using a “click to sign” method. This action resulted in inaccurate bank records, though both account owners had authorized the transaction over the phone. Daniel is currently not registered with any brokerage firm. Daniel Wright Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Daniel Wright is a red flag which should put all current and former customers of Daniel Wright at J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Wright engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Daniel Wright If you have questions about J.P. Morgan Securities LLC and/or Daniel Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Roger Gallagher of Morgan Stanley FIRED

DID ROGER ALBERT TAFT GALLAGHER CAUSE YOU INVESTMENT LOSSES? Roger Gallagher Formerly With Morgan Stanley was terminated on August 9, 2024, due to allegations related to undisclosed financial arrangements Roger Gallagher Customer Complaints and Reviews Roger Albert Taft Gallagher is a former securities broker with a varied background in the industry. He worked for two firms during his career, the most notable being Morgan Stanley, where he was employed from December 2012 until September 2024. During his time in the industry, Gallagher passed two general industry/product exams, including the Securities Industry Essentials Examination in 2018 and the General Securities Representative Examination (Series 7) in 2012. Additionally, he passed one multi-state securities law exam, the Uniform Combined State Law Examination (Series 66) in 2013. Gallagher holds no supervisory or principal qualifications and has no current registrations. His career includes various business activities, such as involvement with investment-related and non-investment-related ventures. Notably, Gallagher was terminated from his last position at Morgan Stanley in August 2024 due to allegations related to undisclosed financial arrangements. Allegations Against Roger Gallagher Roger Gallagher has several disclosure events listed in his FINRA report. These include a pending criminal case involving charges of fictitious obligations and mail fraud, both filed in August 2024 in the United States District Court for the Southern District of Florida. Gallagher has pleaded not guilty to all charges. Additionally, there is one customer dispute filed in March 2021, alleging misrepresentation in the recommendation to sell shares, which was eventually denied and closed without any action. Lastly, Gallagher was discharged from Morgan Stanley in August 2024 due to allegations of involvement in undisclosed financial arrangements with a potential third-party service provider. There are no records of any monetary settlements or additional legal actions tied to these disclosures. Roger Gallagher Red Flags & Your Rights As An Investor Of course, Roger Gallagher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Roger Gallagher at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Roger Gallagher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Roger Gallagher If you have questions about Morgan Stanley and/or Roger Gallagher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Ryan Hoang of Farmers Financial Solutions, LLC FIRED

DID RYAN HOANG CAUSE YOU INVESTMENT LOSSES? Ryan Hoang Formerly With Farmers Financial Solutions, LLC was terminated on July 16, 2024, due to a violation of Farmers Insurance Group’s policies. Ryan Hoang Employment History Ryan Hoang is a former registered broker who worked with Farmers Financial Solutions, LLC in Tukwila, Washington, from January 2008 to July 2024. During his career, he passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 4, 2008. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 2, 2008. Ryan does not hold any principal or supervisory qualifications. Ryan is no longer registered with any brokerage firm. His employment with Farmers Financial Solutions, LLC, was terminated on July 16, 2024, due to allegations of using his auto policy billing account to collect application fees on medical policies, a violation of Farmers Insurance Group’s policies. The termination was not related to any Farmers Financial Solutions customers or investment products. Ryan is currently engaged in other business activities, including owning an insurance agency and serving as president of KHK LLC, a property and land investment firm in Seattle, Washington. Ryan Hoang Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Ryan Hoang is a red flag which should put all current and former customers of Ryan Hoang at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Hoang engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Ryan Hoang If you have questions about Farmers Financial Solutions, LLC and/or Ryan Hoang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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