Oct 30, 2024

Maury Lomax of Morgan Stanley Reviews

DID MAURY EDWARD LOMAX CAUSE YOU INVESTMENT LOSSES? Maury Lomax Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Maury Lomax Customer Complaints and Reviews Maury Edward Lomax has two customer disputes disclosed in his record. Below is a summary of the incidents: Allegations Against Maury Lomax The key allegation against Maury Edward Lomax involves claims of misleading clients and executing unsuitable investment strategies. Maury Lomax Red Flags & Your Rights As An Investor Of course, Maury Lomax did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maury Lomax at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Maury Lomax has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Maury Lomax If you have questions about Morgan Stanley and/or Maury Lomax and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

James Turpin of USA Financial Securities Corporation FIRED

DID JAMES MICHAEL TURPIN CAUSE YOU INVESTMENT LOSSES? James Turpin Formerly With USA Financial Securities Corporation was terminated on June 7, 2024, due to allegations of theft from a client account James Turpin Employment History and Termination James M. Turpin was registered with USA Financial Securities Corporation from January 2017 to June 2024. He also held prior registrations with United Planners’ Financial Services of America (2014–2016) and BCG Securities, Inc. (2012–2014). During his career, Mr. Turpin passed two general industry/product exams and one multi-state securities law exam, as follows: Mr. Turpin was discharged by USA Financial Securities Corporation on June 7, 2024. The termination was related to allegations of theft from a client account. While no specific financial products were implicated, this case underscores the importance of due diligence of financial professionals. Negative Disclosures Summary James M. Turpin has one reported disclosure related to employment termination: James Turpin Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Turpin is a red flag which should put all current and former customers of James Turpin at USA Financial Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether James Turpin engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At USA Financial Securities Corporation Due To James Turpin If you have questions about USA Financial Securities Corporation and/or James Turpin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2024

Marat Likhtenstein of Osaic Wealth, Inc.  FIRED

DID MARAT LIKHTENSTEIN CAUSE YOU INVESTMENT LOSSES? Marat Likhtenstein Formerly With Osaic Wealth, Inc.  was terminated on June 7, 2024, for failing to disclose personal loan transactions with a client Marat Likhtenstein Employment History and Termination Marat Likhtenstein has over two decades of experience in the securities industry, having worked for firms such as Osaic Wealth, Inc., (2018-2024), Signator Investors, Inc., (2001-2018) and Park Avenue Securities LLC. (1999-2001) He passed two general industry/product exams and two multi-state securities law exams and held registrations across multiple firms, mostly in New York. He was terminated by Osaic Wealth, Inc. on June 7, 2024, due to a failure to disclose personal loan transactions with a client. Subsequently, on August 5, 2024, he was permanently barred by FINRA after he refused to cooperate with their investigation, provide requested documents and information and failed to appear for testimony. Disclosure Events: Allegation: Terminated for failure to disclose personal loan transactions with a client. Regulatory Action Date: August 5, 2024 Regulator: FINRA Allegation: Likhtenstein failed to provide documents and appear for testimony as requested by FINRA, related to a disclosure on a Form U5 filing by Osaic Wealth, Inc., stating that he did not disclose personal loans with a client. Resolution: Permanent bar of all capacities. Termination Date: June 7, 2024 Firm: Osaic Wealth, Inc. Marat Likhtenstein Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marat Likhtenstein is a red flag which should put all current and former customers of Marat Likhtenstein at Osaic Wealth, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marat Likhtenstein engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc.  Due To Marat Likhtenstein If you have questions about Osaic Wealth, Inc.and/or Marat Likhtenstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

John Pigeon of Osaic Institutions, Inc. Reviews

DID JOHN LESTER PIGEON CAUSE YOU INVESTMENT LOSSES? John Pigeon Customer Complaints and Reviews John Lester Pigeon has one reported customer dispute: Customer Dispute (Pending as of June 5, 2024): The customer alleges that Pigeon and his firm failed to observe high standards of commercial honor and equitable principles of trade in relation to real estate security. The client claims damages exceeding $120,000. This case is currently pending in arbitration with FINRA. Allegations Against John Pigeon John Pigeon Red Flags & Your Rights As An Investor Of course, John Pigeon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pigeon at Osaic Institutions, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pigeon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Institutions, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Institutions, Inc. Due To John Pigeon If you have questions about Osaic Institutions, Inc. and/or John Pigeon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Jamie Nowakowski of Equitable Advisors, LLC Reviews

DID JAMIE THERESA NOWAKOWSKI CAUSE YOU INVESTMENT LOSSES? Jamie Nowakowski Of Equitable Advisors, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Jamie Nowakowski Customer Complaints and Reviews Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Allegations Against Jamie Nowakowski Jamie Nowakowski Red Flags & Your Rights As An Investor Of course, Jamie Nowakowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Nowakowski at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Nowakowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jamie Nowakowski If you have questions about Equitable Advisors, LLC and/or Jamie Nowakowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2024

Todd Lesk Formerly With Cambridge Investment Research, Inc. Reviews

DID TODD MICHAEL LESK CAUSE YOU INVESTMENT LOSSES? Todd Lesk Formerly With Cambridge Investment Research, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Todd Lesk Customer Complaints and Reviews Todd M. Lesk has multiple negative disclosures: Allegations Against Todd Lesk Todd Lesk Red Flags & Your Rights As An Investor Of course, Todd Lesk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Lesk at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Todd Lesk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Todd Lesk If you have questions about Cambridge Investment Research, Inc. and/or Todd Lesk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2024

Nicholas Ignatowski Formerly With LPL Financial LLC Reviews

DID NICHOLAS C IGNATOWSKI CAUSE YOU INVESTMENT LOSSES? Nicholas Ignatowski Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas Ignatowski Customer Complaints and Reviews Nicholas Ignatowski’s professional record includes a few significant disclosures: Allegations Against Nicholas Ignatowski Nicholas Ignatowski Red Flags & Your Rights As An Investor Of course, Nicholas Ignatowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Ignatowski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Ignatowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Ignatowski If you have questions about LPL Financial LLC and/or Nicholas Ignatowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2024

Edward Baroncini of LPL Financial LLC Reviews

DID EDWARD BARONCINI CAUSE YOU INVESTMENT LOSSES? Edward Baroncini Of LPL Financial LLC Has 11 Customer Complaints For Alleged Broker Misconduct Edward Baroncini Customer Complaints and Reviews Edward Baroncini’s report highlights several disclosure events primarily related to customer disputes: Allegations Against Edward Baroncini Edward Baroncini Red Flags & Your Rights As An Investor Of course, Edward Baroncini did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Baroncini at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Baroncini has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Baroncini If you have questions about LPL Financial LLC and/or Edward Baroncini and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 12, 2024

Robert Vance Formerly With Moloney Securities co., Inc. Reviews

DID ROBERT MORGAN VANCE CAUSE YOU INVESTMENT LOSSES? Robert Vance Formerly With Moloney Securities co., Inc. Has 17 Customer Complaints For Alleged Broker Misconduct Robert Vance Customer Complaints and Reviews Robert M. Vance has been involved in 18 reported disclosure events, including one regulatory investigation and 17 customer disputes. Key details include: Allegations Against Robert Vance Robert Vance Red Flags & Your Rights As An Investor Of course, Robert Vance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Vance at Moloney Securities co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Vance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Moloney Securities co., Inc. Due To Robert Vance If you have questions about Moloney Securities co., Inc. and/or Robert Vance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2024

Anthony Pitta Formerly With Capital Investment Group, Inc. Reviews

DID ANTHONY JOHN PITTA CAUSE YOU INVESTMENT LOSSES? Anthony Pitta Formerly With Capital Investment Group, Inc. Has 11 Customer Complaints For Alleged Broker Misconduct Anthony Pitta Customer Complaints and Reviews Allegations Against Anthony Pitta Anthony Pitta Red Flags & Your Rights As An Investor Of course, Anthony Pitta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Pitta at Capital Investment Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Pitta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Anthony Pitta If you have questions about Capital Investment Group, Inc. and/or Anthony Pitta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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