Nov 7, 2024

Jennifer Nelson of Edward Jones FIRED

DID JENNIFER LYNN NELSON CAUSE YOU INVESTMENT LOSSES? Jennifer Nelson Formerly With Edward Jones was terminated on May 16, 2024, due to concerns related to her failure to service client accounts in a timely manner. Jennifer Nelson Employment History and Termination Jennifer L. Nelson began her securities career in 2019 with Edward Jones, where she served as a financial advisor until May 2024. She has passed two general industry/product exams and one multi-state securities law exam, gaining knowledge to support her advisory role. Nelson’s employment with Edward Jones ended following allegations of inadequate account servicing, specifically related to timeliness, adherence to client complaint policies, and deadlines for Simple IRAs. Disclosure Events: Jennifer Nelson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jennifer Nelson is a red flag which should put all current and former customers of Jennifer Nelson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jennifer Nelson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jennifer Nelson If you have questions about Edward Jones and/or Jennifer Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Luis Jean-Bart Formerly With PFS Investments Inc., LLC

DID LUIS S JEAN-BART CAUSE YOU INVESTMENT LOSSES?? Luis Jean-Bart Formerly With PFS Investments Inc. was terminated on January 26 2024, following allegations related to the purported investment club involvement that resulted in client losses   Allegations Against Luis Jean-Bart Fei Yang has worked in the securities industry with a registration at J.P. Morgan Securities LLC from November 2019 to October 2024. She has completed two general industry/product exams (Securities Industry Essentials and Investment Company Products/Variable Contracts Representative exams) and one multi-state securities law exam. Yang’s employment with JPMorgan Chase Bank, N.A., ended in termination on October 8, 2024, following allegations related to the handling of bank certificates of deposit (CDs). Specifically, she was accused of changing the primary and secondary ownership of CDs for existing customers, which qualified her for incentive credits otherwise not eligible to her. Allegations Against Luis Jean-Bart Luis S. Jean-Bart has three disclosed negative incidents in his FINRA record: Luis Jean-Bart Red Flags & Your Rights As An Investor Of course, Luis Jean-Bart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luis Jean-Bart at PFS Investments Inc. on alert to review carefully the activity and performance of their accounts and question whether Luis Jean-Bart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PFS Investments Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At PFS Investments Inc. Due To Luis Jean-Bart If you have questions about PFS Investments Inc. and/or Luis Jean-Bart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 6, 2024

Jonathan Provost of Fidelity Brokerage Services LLC FIRED

DID JONATHAN PROVOST CAUSE YOU INVESTMENT LOSSES? Jonathan Provost Formerly With Fidelity Brokerage Services LLC was terminated on June 25, 2024, due to allegations that he used a planning tool improperly to impact his performance metrics. Jonathan Provost Employment History Jonathan Provost has worked with one firm in the securities industry during his brief career. He was registered with Fidelity Brokerage Services LLC from June 2022 until his termination in June 2024. During this time, Mr. Provost passed four key industry exams, including the General Securities Representative Examination, the Securities Industry Essentials Examination, the Uniform Combined State Law Examination, and the Uniform Securities Agent State Law Examination. Termination:  Mr. Provost’s employment with Fidelity Brokerage Services LLC was terminated in June 2024 due to allegations that he used a planning tool with three clients without engaging in the necessary discussions, which impacted his performance metrics. As of now, Mr. Provost is not registered with any firm. Jonathan Provost Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Jonathan Provost is a red flag which should put all current and former customers of Jonathan Provost at Fidelity Brokerage Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Provost engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Jonathan Provost If you have questions about Fidelity Brokerage Services LLC and/or Jonathan Provost and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 5, 2024

Timothy Cleveland of LPL Financial LLC Reviews

DID TIMOTHY JOHN CLEVELAND CAUSE YOU INVESTMENT LOSSES? Timothy Cleveland Customer Complaints and Reviews Allegations Against Timothy Cleveland Timothy Cleveland Red Flags & Your Rights As An Investor Of course, Timothy Cleveland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Cleveland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Cleveland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Cleveland If you have questions about LPL Financial LLC and/or Timothy Cleveland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Joseph Cannon of Northwestern Mutual Investment Services, LLC FIRED

DID JOSEPH MICHAEL CANNON CAUSE YOU INVESTMENT LOSSES? Joseph Cannon Formerly With Northwestern Mutual Investment Services, LLC was terminated on January 12, 2024, following an internal review for questionable transactions related to both his personal and client investment accounts.   Joseph Cannon Employment History Joseph Cannon Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Joseph Cannon is a red flag which should put all current and former customers of Joseph Cannon at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Cannon engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Joseph Cannon If you have questions about Northwestern Mutual Investment Services, LLC and/or Joseph Cannon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2024

Jesus Cantu of J.P. Morgan Securities LLC FIRED

DID JESUS CANTU CAUSE YOU INVESTMENT LOSSES? Jesus Cantu Formerly With J.P. Morgan Securities LLC was recently fired, for allegations that he admitted to making unauthorized transfers from a customer’s affiliate bank account for personal benefit Jesus Cantu Employment History and Termination Negative Disclosures Summary: Employment Termination: Cantu was terminated from his role at JPMorgan Chase Bank, N.A., after he admitted to unauthorized transfers from a customer’s bank account. These actions were conducted in his role as a bank employee, not involving security, and indicate a violation of trust that led to his discharge. Allegations and Accusations Summary: Unauthorized Transfers Allegation: The allegations against Cantu involve unauthorized transfers from a customer’s bank account for his personal benefit, unrelated to his securities role. His admission to these actions led directly to his termination from JPMorgan Chase Bank. Jesus Cantu Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jesus Cantu is a red flag which should put all current and former customers of Jesus Cantu J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jesus Cantu engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Jesus Cantu If you have questions about J.P. Morgan Securities LLC and/or Jesus Cantu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 3, 2024

Jason Head Formerly With Morgan Stanley Reviews

DID JASON BROOKS HEAD CAUSE YOU INVESTMENT LOSSES? Jason Head Customer Complaints and Reviews Jason Brooks Head has one pending disclosure related to a customer dispute. Customer Dispute 02/12/2024: A pending complaint involving a Morgan Stanley client who alleges unauthorized activity related to her liquidity access line. The dispute does not specify the damages sought, and no settlement has been reached as of now. Allegations Against Jason Head The pending customer dispute involves allegations from a Morgan Stanley client, who claims that activity related to her liquidity access line between 2021 and 2024 was unauthorized. The exact damages are unspecified, and the case remains pending as of the most recent filing date in February 2024. Jason Head Red Flags & Your Rights As An Investor Of course, Jason Head did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Head at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jason Head has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Jason Head If you have questions about Morgan Stanley and/or Jason Head and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 2, 2024

Derik Hillman of Charles Schwab & Co., Inc. FIRED

DID DERIK VANDERBURG HILLMAN CAUSE YOU INVESTMENT LOSSES? Derik Hillman Formerly With Charles Schwab & Co., Inc. was fired on August 12, 2024, following allegations of inaccurately entering information into the firm’s record-keeping system. Derik Hillman Employment History and Termination Derik Vanderburg Hillman has been in the securities industry since 2014, having worked for two firms. He was most recently registered with Charles Schwab & Co., Inc. from January 2015 to August 2024, following a brief period at MetLife Securities Inc. He has passed two general industry exams and two multi-state securities law exams but has not completed any principal or supervisory exams. His termination from Charles Schwab occurred in 2024 due to record-keeping discrepancies. Derik Hillman was terminated from his role at Charles Schwab & Co., Inc. on August 12, 2024. following allegations of inaccurately entering information into the firm’s record-keeping system Disclosure Summary Derik Hillman Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Derik Hillman is a red flag which should put all current and former customers of Derik Hillman Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Charles Schwab & Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses Charles Schwab & Co., Inc. Due To Derik Hillman If you have questions about Charles Schwab & Co., Inc. and/or Derik Hillman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2024

Marcelino Lazo of Wells Fargo Clearing Services, LLC FIRED

DID MARCELINO ALVAREZ LAZO CAUSE YOU INVESTMENT LOSSES? Marcelino Lazo Formerly With Wells Fargo Clearing Services, LLC was terminated on August 13, 2024, following performance issues and a compliance-related matter Marcelino Lazo Employment History and Termination Marcelino Alvarez Lazo has worked at four financial firms since entering the securities industry, including Wells Fargo Clearing Services, LLC, VALIC Financial Advisors, Inc., and Merrill Lynch. Over his career, he has passed three general industry/product exams and two multi-state securities law exams. He has also registered in several states, supporting clients in both advisory and banking roles. Lazo’s termination from Wells Fargo on August 13, 2024, occurred following a performance review and a compliance issue involving the discretionary purchase of a certificate of deposit for a client Disclosure Marcelino Lazo Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Marcelino Lazo is a red flag which should put all current and former customers of Marcelino Lazo at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Marcelino Lazo engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Marcelino Lazo If you have questions about Wells Fargo Clearing Services, LLC and/or Marcelino Lazo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2024

Richard Wesselt Formerly With Fortune Financial Services, Inc.  Reviews

DID RICHARD MICHAEL WESSELT CAUSE YOU INVESTMENT LOSSES? Richard Wesselt Formerly With Fortune Financial Services, Inc. Has 37 Customer Complaints For Alleged Broker Misconduct Richard Wesselt Customer Complaints and Reviews Richard Wesselt has 3 regulatory actions, and 37 customer disputes disclosed on his record, along with 1 termination. Below is a summary of notable disclosures: Allegations Against Richard Wesselt Richard Wesselt Red Flags & Your Rights As An Investor Of course, Richard Wesselt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Wesselt at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Wesselt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Richard Wesselt If you have questions about Fortune Financial Services, Inc. and/or Richard Wesselt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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