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Osvaldo Gutierrez Of NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Osvaldo Gutierrez of NYLIFE Securities?

Osvaldo Gutierrez (CRD #5755380) who is currently registered with NYLIFE Securities and located in Greenville, South Carolina is a subject of one of our many securities industry sales practice abuse investigations.

Osvaldo Gutierrez Customer Complaint

Osvaldo Gutierrez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that she was misled regarding the fees and expenses associated with a variable annuity she purchased. Customer further alleged that the financial information on the application was inaccurate. Customer requested the cancellation of the policy without penalty. Osvaldo Gutierrez’s customer complaint was denied and, to date, the customer has not taken any further action.

Osvaldo Gutierrez Red Flags & Your Rights As An Investor

Of course, Osvaldo Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Osvaldo Gutierrez at NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Osvaldo Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Osvaldo Gutierrez

If you have questions about NYLIFE Securities and/or Osvaldo Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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