DID NICHOLAS DON JOHNSON CAUSE YOU INVESTMENT LOSSES?
Nicholas Johnson Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Nicholas Johnson of Fidelity Brokerage Services?
Nicholas Johnson (CRD #5941872) who is currently registered with Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors and located in Lynnwood, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services and Fidelity Personal and Workplace Advisors, Nicholas Johnson was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Nicholas Johnson Customer Complaint
Nicholas Johnson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Nicholas Johnson failed to follow his instructions when he requested that Mr. Johnson not sell a large portion of his Microsoft stock to fund a managed account. Nicholas Johnson’s customer complaint was denied and, to date, the customer has not taken any further action.
Nicholas Johnson Red Flags & Your Rights As An Investor
Of course, Nicholas Johnson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Johnson at Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nicholas Johnson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Nicholas Johnson
If you have questions about Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors, Strategic Advisers, and/or Nicholas Johnson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.