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Nicholas Cava Of PlanMember Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Nicholas Cava of PlanMember Securities?

Nicholas Cava (CRD #1477541) who is currently registered with PlanMember Securities and located in Farmingville, New York is a subject of one of our many securities industry sales practice abuse investigations.

Nicholas Cava Customer Complaint

Nicholas Cava has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that negligent supervision enabled registered representative Nicholas Cava to act with negligence, make an unsuitable recommendation, and breach his fiduciary duty. Nicholas Cava’s customer complaint was settled in favor of the investors.

Nicholas Cava Red Flags & Your Rights As An Investor

Of course, Nicholas Cava did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Cava at PlanMember Securities on alert to review carefully the activity and performance of their accounts and question whether Nicholas Cava has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at PlanMember Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At PlanMember Securities Due To Nicholas Cava

If you have questions about PlanMember Securities and/or Nicholas Cava and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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