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Neetu Patil Formerly With Mutual Of Omaha Investor Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Neetu Patil formerly with Mutual Of Omaha Investor Services?

Neetu Patil (CRD #6367507) who was formerly registered with Mutual Of Omaha Investor Services and located in Irving, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Mutual Of Omaha Investor Services, Neetu Patil was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Neetu Patil Customer Complaint

Neetu Patil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a VUL policy she purchased was not suitable for her as she requested her funds to be put into a Roth IRA. Neetu Patil’s customer complaint was settled in favor of the investors.

Neetu Patil Red Flags & Your Rights As An Investor

Of course, Neetu Patil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Neetu Patil at Mutual Of Omaha Investor Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Neetu Patil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Mutual Of Omaha Investor Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Mutual Of Omaha Investor Services Due To Neetu Patil

If you have questions about Mutual Of Omaha Investor Services, NYLIFE Securities, and/or Neetu Patil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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