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Nathaniel Donohue Of Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Nathaniel Donohue of Northwestern Mutual Investment Services?

Nathaniel Donohue (CRD #5645961) who is currently registered with Northwestern Mutual Investment Services and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations.

Nathaniel Donohue Customer Complaint

Nathaniel Donohue has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged he told the representative that he wanted a conservative, low-risk vehicle to invest some of his money. The client further alleged the representative indicated the client could receive a small return with no risk in a 6 month short term bond. The client invested and lost his investment due to market fluctuation and requested to recoup losses as he expected his money to be in a conservative, low interest vehicle. Nathaniel Donohue’s customer complaint was denied and, to date, the customer has not taken any further action.

Nathaniel Donohue Red Flags & Your Rights As An Investor

Of course, Nathaniel Donohue did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathaniel Donohue at Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nathaniel Donohue has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services Due To Nathaniel Donohue

If you have questions about Northwestern Mutual Investment Services and/or Nathaniel Donohue and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

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