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DID NANCY J. LEE CAUSE YOU INVESTMENT LOSSES?

Nancy Lee Of Truist Investment Services And Formerly With BB&T Securities And BB&T Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Nancy Lee of Truist Investment Services?

Nancy Lee (CRD #4625919) who is currently registered with Truist Investment Services and located in Clinton, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Truist Investment Services, Nancy Lee was associated with BB&T Securities, BB&T Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Nancy Lee Customer Complaints

Nancy Lee has been the subject of 2 customer complaints that we know about. One of Nancy Lee’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against BB&T Investments for investment losses caused by Nancy Lee’s alleged misconduct.

Allegations Against Nancy Lee

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged that his variable annuity purchase by Nancy Lee was not suitable for him, and that he would have been better off economically had he not sold his Apple stock.
  • The trustee and personal representative of the client alleged Nancy Lee’s misrepresentation, breach of contract, negligence, and violation of the Maryland Securities Act in relation to the beneficiaries listed on the annuities and the advice given regarding the distribution of assets upon death of the account holder.

Nancy Lee Red Flags & Your Rights As An Investor

Of course, Nancy Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Lee at Truist Investment Services, BB&T Securities, and BB&T Investment Services on alert to review carefully the activity and performance of their accounts and question whether Nancy Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services, BB&T Securities, and BB&T Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Nancy Lee

If you have questions about Truist Investment Services, BB&T Securities, BB&T Investment Services, and/or Nancy Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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