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Nancy Foster Of Securian Financial Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Nancy Foster of Securian Financial Services?

Nancy Foster (CRD #4964619) who is currently registered with Securian Financial Services and located in Midlothian, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securian Financial Services, Nancy Foster was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Nancy Foster Customer Complaint

Nancy Foster has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the separate variable annuity policies she purchased were not accurately explained by Nancy Foster and as a result she incurred an unexpected tax consequence. Nancy Foster’s customer complaint was denied and, to date, the customer has not taken any further action.

Nancy Foster Red Flags & Your Rights As An Investor

Of course, Nancy Foster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nancy Foster at Securian Financial Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Nancy Foster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securian Financial Services Due To Nancy Foster

If you have questions about Securian Financial Services, NYLIFE Securities, and/or Nancy Foster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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