DID MICHELLE LYNN GILL CAUSE YOU INVESTMENT LOSSES?
Michelle Gill Formerly With Paradigm Equities Has A Customer Complaint For Alleged Broker Misconduct
Michelle Gill (CRD #6447758) who was formerly registered with Paradigm Equities and located in East Lansing, Michigan is a subject of one of our many securities industry sales practice abuse investigations.
Michelle Gill has also been the subject of a FINRA investigation into whether she participated in private securities transactions without providing written notice to, or obtaining approval from, a member firm. Michelle Gill consented without admitting or denying the allegations to the sanctions of a two-month suspension and a $5,000 fine.
Michelle Gill Customer Complaint
Michelle Gill has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client’s Power of Attorney (POA) presented a spreadsheet of allocations that she felt would be appropriate for the client’s account. Both the POA and the clients desired to move funds into more conservative fund options. Also, the client’s POA and the clients met with Michelle Gill to discuss the allocation changes to the account. When the POA was preparing the client’s taxes, she said she was surprised that there were capital gains from the changes made. Michelle Gill stated that she thought she had discussed capital gains with the POA and the clients. The client’s POA filed a written complaint alleging inadequate financial advice. Michelle Gill’s customer complaint was settled in favor of the investors.
Michelle Gill Red Flags & Your Rights As An Investor
Of course, Michelle Gill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Gill at Paradigm Equities on alert to review carefully the activity and performance of their accounts and question whether Michelle Gill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paradigm Equities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Paradigm Equities Due To Michelle Gill
If you have questions about Paradigm Equities and/or Michelle Gill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.