DID MICHAEL L SPICER CAUSE YOU INVESTMENT LOSSES?

Michael Spicer Of Park Avenue Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Michael Spicer of Park Avenue Securities LLC?

Michael Spicer (CRD #2382564) who is currently registered as a broker with Park Avenue Securities LLC and located in Hunt Valley, Maryland, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Park Avenue Securities LLC, Michael Spicer was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Michael Spicer Customer Complaints

Michael Spicer has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints settled by Park Avenue Securities in favor of the investor. The same brokerage firm denied the other 2 customer complaints and, to date, no further action has been taken by the customers.

Allegations Against Michael Spicer

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Misrepresentations and unsuitable investment recommendations of a variable annuity.
• Unauthorized trading.
• Negligent misrepresentation, breach of fiduciary duty, fraudulent concealment and nondisclosure in connection with the sale of stock and purchase of life insurance.

Michael Spicer Red Flags & Your Rights As An Investor

Of course, Michael Spicer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Spicer at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Spicer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Michael Spicer

If you have questions about Park Avenue Securities LLC and/or Michael Spicer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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