DID MICHAEL JOSEPH NIENABER CAUSE YOU INVESTMENT LOSSES?
Michael Nienaber Of Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Formerly With Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct
Who is Michael Nienaber of Fidelity Brokerage Services?
Michael Nienaber (CRD #6664193) who is currently registered with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Michael Nienaber was associated with Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Michael Nienaber Customer Complaint
Michael Nienaber has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that when he established an individual brokerage account that he was informed by the representative, Michael Nienaber that he could trade a certain stock that he was previously allocated as part of a pre-IPO in the account and not be liable for capital gains taxes. However, after the stock was liquidated, he incurred a large tax liability. Michael Nienaber’s customer complaint was denied and, to date, the customer has not taken any further action.
Michael Nienaber Red Flags & Your Rights As An Investor
Of course, Michael Nienaber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Nienaber at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Michael Nienaber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services Due To Michael Nienaber
If you have questions about Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Michael Nienaber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.