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Michael McNulty Of Lincoln Financial Advisors And Formerly With Raymond James & Associates Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Michael McNulty of Lincoln Financial Advisors?

Michael McNulty (CRD #1493933) who is currently registered with Lincoln Financial Advisors and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lincoln Financial Advisors, Michael McNulty was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Michael McNulty Customer Complaints

Michael McNulty has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael McNulty’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Raymond James & Associates for investment losses caused by Michael McNulty’s alleged misconduct.

Allegations Against Michael McNulty

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Michael McNulty recommended unsuitable investments.
  • Client alleged: Michael McNulty’s Failure to Diversify, Material Omissions, Negligence, Breach of Fiduciary Duty, Over Concentration, Suitability, Misrepresentation and Poor Recommendation

Michael McNulty Red Flags & Your Rights As An Investor

Of course, Michael McNulty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael McNulty at Lincoln Financial Advisors and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Michael McNulty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lincoln Financial Advisors and Raymond James & Associates also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Due To Michael McNulty

If you have questions about Lincoln Financial Advisors, Raymond James & Associates, and/or Michael McNulty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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