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Melanie Garcia Formerly With NBC Securities Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Melanie Garcia formerly with NBC Securities?

Melanie Garcia (CRD #5212867) who was formerly registered with NBC Securities and located in Winter Haven, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Melanie Garcia Customer Complaints

Melanie Garcia has been the subject of 3 customer complaints that we know about. Three of Melanie Garcia’s 3 customer complaints were settled in favor of investors.

Allegations Against Melanie Garcia

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Melanie Garcia’s breach of contract, fraud, misrepresentation, failure to supervise, breach of fiduciary duty, violation of FINRA rules, unsuitable investment recommendations, and improper asset allocations.
  • Customer alleged Melanie Garcia’s suitability, misrepresentation, poor performance, and failure to supervise.
  • Customer alleged Melanie Garcia’s forgery of her signature on withdrawal forms for withdrawals from her account.

Melanie Garcia Red Flags & Your Rights As An Investor

Of course, Melanie Garcia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melanie Garcia at NBC Securities on alert to review carefully the activity and performance of their accounts and question whether Melanie Garcia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NBC Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NBC Securities Due To Melanie Garcia

If you have questions about NBC Securities and/or Melanie Garcia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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