DID MEGAN MARIE PHILLIPS CAUSE YOU INVESTMENT LOSSES?
Megan Phillips Of D.A. Davidson And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Megan Phillips of D.A. Davidson?
Megan Phillips (CRD #5717234) who is currently registered with D.A. Davidson and located in Minden, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to D.A. Davidson, Megan Phillips was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Megan Phillips Customer Complaint
Megan Phillips has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that investments were not sold as instructed and that he was given incorrect information regarding the amount that can be borrowed from retirement accounts. Megan Phillips’ customer complaint was denied and, to date, the customers have not taken any further action.
Megan Phillips Red Flags & Your Rights As An Investor
Of course, Megan Phillips did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Megan Phillips at D.A. Davidson and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Megan Phillips has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At D.A. Davidson Due To Megan Phillips
If you have questions about D.A. Davidson, Wells Fargo Clearing Services, and/or Megan Phillips and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.