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Matthew Williams Formerly With Vanguard Marketing, First Allied Securities And TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct

Who is Matthew Williams formerly with Vanguard Marketing?

Matthew Williams (CRD #2887300) who was formerly registered with Vanguard Marketing and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Vanguard Marketing, Matthew Williams was associated with First Allied Securities, TD Ameritrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Matthew Williams Customer Complaint

Matthew Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the investment ratio of two-thirds stocks and one-third bonds offered in the original plan was not lowered as requested causing him to lose close to $675,000 in less than 60 days. Matthew Williams’ customer complaint was denied and, to date, the customer has not taken any further action.

Matthew Williams Red Flags & Your Rights As An Investor

Of course, Matthew Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Williams at Vanguard Marketing, First Allied Securities, and TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Matthew Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing, First Allied Securities, and TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Vanguard Marketing Due To Matthew Williams

If you have questions about Vanguard Marketing, First Allied Securities, and TD Ameritrade, and/or Matthew Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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