DID MATTHEW WALKER CAUSE YOU INVESTMENT LOSSES?
Matthew Walker Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Matthew Walker of Wells Fargo Clearing Services, LLC?
Matthew Walker (CRD #4074605) who is currently registered with Wells Fargo Clearing Services, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Matthew Walker was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Matthew Walker Customer Complaints
Matthew Walker has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Matthew Walker’s 3 customer complaints were settled in favor of investors. One of Matthew Walker’s customers’ complaints was denied and, to date, the customer has not taken any further action.
Allegations Against Matthew Walker
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Matthew Walker’s suitability regarding managed account investment.
- Client complained Matthew Walker allegedly failed to sell as instructed.
- Complaint alleged, inter alia, that he did not authorize Matthew Walker’s investment in a hedge fund.
Matthew Walker Red Flags & Your Rights As An Investor
Of course, Matthew Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Walker at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Matthew Walker
If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities, and/or Matthew Walker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.