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Matthew Pfeiffer Of IFP Securities And Formerly With Key Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Matthew Pfeiffer of IFP Securities?

Matthew Pfeiffer (CRD #3106722) who is currently registered with IFP Securities and located in Camillus, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, Matthew Pfeiffer was associated with Key Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Matthew Pfeiffer Customer Complaint

Matthew Pfeiffer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client hand delivered letter to KeyBank branch alleging misrepresentation in March 2020 purchase of Polaris Platinum III annuity.  Matthew Pfeiffer’s customer complaint was denied and, to date, the customer has not taken any further action.

Matthew Pfeiffer Red Flags & Your Rights As An Investor

Of course, Matthew Pfeiffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Pfeiffer at IFP Securities and Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Pfeiffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities and Key Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At IFP Securities Due To Matthew Pfeiffer

If you have questions about IFP Securities, Key Investment Services, and/or Matthew Pfeiffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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