DID MATTHEW JOSEPH O’CONNOR CAUSE YOU INVESTMENT LOSSES?
Matthew O’Connor Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Matthew O’Connor of LPL Financial?
Matthew O’Connor (CRD #5276272) who is currently registered with LPL Financial and located in New Bedford, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.
Matthew O’Connor Customer Complaint
Matthew O’Connor has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation with regard to the liquidity of a REIT she purchased. Matthew O’Connor’s customer complaint was denied and, to date, the customer has not taken any further action.
Matthew O’Connor Red Flags & Your Rights As An Investor
Of course, Matthew O’Connor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew O’Connor at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Matthew O’Connor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Matthew O’Connor
If you have questions about LPL Financial and/or Matthew O’Connor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.