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Marvin Vick Formerly With Commonwealth Financial Network And Ameriprise Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Marvin Vick formerly with Commonwealth Financial Network?

Marvin Vick (CRD #2580072) who was formerly registered with Commonwealth Financial Network and located in Kinston, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Marvin Vick was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Marvin Vick Customer Complaints

Marvin Vick has been the subject of2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Marvin Vick’s 2 customer complaints was settled in favor of investors. One of Marvin Vick’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Marvin Vick

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that Marvin Vick recommended he purchase shares in an unsuitable limited partnership, Vanguard Natural Resources.
  • The client alleged he purchased an unsuitable security based on Marvin Vick’s recommendation.

Marvin Vick Red Flags & Your Rights As An Investor

Of course, Marvin Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marvin Vick at Commonwealth Financial Network and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Marvin Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Ameriprise Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Marvin Vick

If you have questions about Commonwealth Financial Network, Ameriprise Financial Services, and/or Marvin Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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