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Mark Wiskus Of NYLIFE Securities And Eagle Strategies Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Mark Wiskus of NYLIFE Securities?

Mark Wiskus (CRD #4121608) who is currently registered with NYLIFE Securities, Eagle Strategies and located in Pella, Iowa is a subject of one of our many securities industry sales practice abuse investigations.

Mark Wiskus Customer Complaints

Mark Wiskus has been the subject of 2 customer complaints that we know about. Both of Mark Wiskus’ customer complaints were settled in favor of investors.

Allegations Against Mark Wiskus

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that a trade request was not executed in a timely manner by Mark Wiskus to and resulted in decreased value on their trade proceeds.
  • Customer alleged that when she purchased her variable annuity policy, the prospective tax penalties for withdrawals of the investment principal were not disclosed to her by Mark Wiskus.

Mark Wiskus Red Flags & Your Rights As An Investor

Of course, Mark Wiskus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wiskus at NYLIFE Securities and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Mark Wiskus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At NYLIFE Securities Due To Mark Wiskus

If you have questions about NYLIFE Securities, Eagle Strategies, and/or Mark Wiskus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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