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Mark Pettyjohn Of Client One Securities LLC And Formerly With Oak Grove Investment Services Has One Customer Complaint For Alleged Broker Misconduct

Who is Mark Pettyjohn of Client One Securities LLC?

Mark Pettyjohn (CRD #1141552) who is currently registered with Client One Securities LLC and located in Rochester, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Client One Securities LLC, Mark Pettyjohn was associated with Oak Grove Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Mark Pettyjohn Customer Complaint

Mark Pettyjohn has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that agent Steven Wandrie contracted under a broker-dealer (Oak Grove) he was president of, accused of convincing client to withdraw funds from his bank account as cash, and give to Wandrie for an investment in a marijuana growing facility. The customer complaint filed against Mark Pettyjohn’s current employer Oak Grove Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Mark Pettyjohn Red Flags & Your Rights As An Investor

Of course, Mark Pettyjohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Pettyjohn at Client One Securities LLC and Oak Grove Investment Services on alert to review carefully the activity and performance of their accounts and question whether Mark Pettyjohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Client One Securities LLC and Oak Grove Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Client One Securities LLC and Oak Grove Investment Services Due To Mark Pettyjohn

If you have questions about Client One Securities LLC, Oak Grove Investment Services, and/or Mark Pettyjohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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