DID MARK ALLAN NICHOLSON CAUSE YOU INVESTMENT LOSSES?
Mark Nicholson Of D.A. Davidson Has A Customer Complaint For Alleged Broker Misconduct
Who is Mark Nicholson of D.A. Davidson?
Mark Nicholson (CRD #4340425) who is currently registered with D.A. Davidson and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations.
Mark Nicholson Customer Complaint
Mark Nicholson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client expressed concern that the liquidation of her non-qualified variable annuity resulted in a $90,000 tax bill. Mark Nicholson’s customer complaint was settled in favor of the investors.
Mark Nicholson Red Flags & Your Rights As An Investor
Of course, Mark Nicholson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Nicholson at D.A. Davidson on alert to review carefully the activity and performance of their accounts and question whether Mark Nicholson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at D.A. Davidson also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At D.A. Davidson Due To Mark Nicholson
If you have questions about D.A. Davidson and/or Mark Nicholson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.