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Mark Markland Of Sagepoint Financial, Inc. And Formerly With First Allied Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Mark Markland of Sagepoint Financial, Inc.?

Mark Markland

Mark Markland (CRD #1487083) Mark Markland (CRD #1487083) who is currently registered as a broker and investment adviser with Sagepoint Financial, Inc. and located in Manhattan Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Mark Markland was associated with First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Mark Markland Customer Complaints

Mark Markland has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Mark Markland’s former employers in favor of the investors. The other 2 customer complaints were denied and, to date, the customers have not filed any arbitration proceeding or taken any other action.

Allegations Against Mark Markland

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendation of business development company investments.
  • Misrepresentation in the sale of a variable life insurance policy.
  • Unsuitable investment recommendations involving alternative investments.
  • Unsuitable alternative investment recommendations and inadequate due diligence related to REITs.

Mark Markland Red Flags & Your Rights As An Investor

Of course, Mark Markland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Markland at Sagepoint Financial, Inc. and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Markland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Mark Markland

If you have questions about Sagepoint Financial, Inc., First Allied Securities, Inc. and/or Mark Markland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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