| Read Time: 2 minutes | Raymond James Complaints |

DID MARK JOSEPH BOUCHER CAUSE YOU INVESTMENT LOSSES?

Mark Boucher Formerly With Raymond James Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Mark Boucher formerly with Raymond James Financial Services?

Mark Boucher (CRD #2187695) who was formerly registered with Raymond James Financial Services and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Mark Boucher was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Mark Boucher has also been investigated and is in the middle of a prosecution by the United States Securities and Exchange Commission for allegedly misappropriating over $2 million from the advisory and bank accounts of 3 of his investment advisory clients, including the widow and her 60s in a trust of the deceased clients.  The civil suit as of the date of this blog is still pending.

Mark Boucher Customer Complaint

Mark Boucher has also been the subject 2 customer complaints that we know about, one of the complaints was filed in the last year to recover investment losses. One of Mark Boucher’s customer complaints for alleges theft and forgery was settled in favor of the investors.  The other one of Mark Boucher’s customers’ complaints was denied and, to date, the customers have not taken any further action.

Mark Boucher Red Flags & Your Rights As An Investor

Of course, Mark Boucher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Boucher at Raymond James Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Boucher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Mark Boucher

If you have questions about Raymond James Financial Services and/or Mark Boucher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce has been a trial attorney for more than 40 years and is the founding partner of The Law Offices of Robert Wayne Pearce. You can learn more about Robert and his accomplishments by clicking here.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...