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Marcello Lattuca Of NBC Securities Has 3 Customer Complaints For Alleged Broker Misconduct In the Past Year

Who is Marcello Lattuca Of NBC Securities?

Marcello Lattuca who is currently registered with NBC Securities and located in Massapequa New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NBC Securities he was registered with JHS Capital Advisors and two other brokerage firms with a history of customer complaints and securities industry regulatory problems.

NBC Securities And JHS Capital Advisors Broker Misconduct

In his career, Mr. Lattuca has been the subject of four (4) customer complaints that we know about, three (3) of those complaints were filed in the last year. One of those customer complaints were settled in favor of investors. There are currently three (3) pending customer complaints filed against Mr. Lattuca’s current and/or former employers, NBC Securities and/or JHS Capital Advisors, for his alleged misconduct.

Allegations Against Marcello Lattuca

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints are as follows:

  • Misrepresentation of Brazos Sportswear, Inc. bonds
  • Claimant alleges unsuitable recommendations, fraudulent misrepresentation, churning, breach of contract, negligent supervision by the firm, breach of fiduciary duty, and elder abuse.
  • Claimants allege unsuitable recommendations, fraudulent misrepresentation, churning, breach of contract, negligent supervision by the firm, and breach of fiduciary duty.  Exact dates are not provided, but the complaint alleges the clients met their registered representative in 2013 while he was employed by JHS Capital Advisors.

Marcello Lattuca Red Flags & Your Rights As An Investor

Of course, Mr. Lattuca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mr. Lattuca at NBC Securities on alert to review carefully the activity and performance of their accounts and question whether Mr. Lattuca has engaged in any stockbroker misconduct that caused their investment losses. The large number of customer complaints in such a short period also raises questions about NBC Securities supervisory practices.

File A Claim To Recover Your Investment Losses At NBC Securities, And JHS Capital Advisors

If you have questions about NBC Securities, JHS Capital Advisors and/or Mr. Lattuca and performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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