DID MARC S. STRAFACI CAUSE YOU INVESTMENT LOSSES?
Marc Strafaci Of Hennion & Walsh And Hennion & Walsh Asset Management Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Marc Strafaci of Hennion & Walsh?
Marc Strafaci (CRD #5562238) who is currently registered with Hennion & Walsh, Hennion & Walsh Asset Management and located in Parsippany, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.
Marc Strafaci Customer Complaints
Marc Strafaci has been the subject of 3 customer complaints that we know about. All three of Marc Strafaci’s 3 customer complaints were settled in favor of investors.
Allegations Against Marc Strafaci
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Clients alleged Marc Strafaci’s bonds purchased were unsuitable.
- Customer alleged that Marc Strafaci’s investment recommendations were not suitable causing both realized and unrealized losses.
- Alleged unsuitable recommendation by Marc Strafaci.
Marc Strafaci Red Flags & Your Rights As An Investor
Of course, Marc Strafaci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Strafaci at Hennion & Walsh and Hennion & Walsh Asset Management on alert to review carefully the activity and performance of their accounts and question whether Marc Strafaci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hennion & Walsh and Hennion & Walsh Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Hennion & Walsh Due To Marc Strafaci
If you have questions about Hennion & Walsh, Hennion & Walsh Asset Management, and/or Marc Strafaci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.