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Marc Seeherman Of Calton Associates And Formerly With VSR Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Marc Seeherman of Calton Associates?

Marc Seeherman (CRD #1131557) who is currently registered with Calton Associates and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Calton Associates, Marc Seeherman was associated with VSR Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Marc Seeherman Customer Complaints

Marc Seeherman has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Marc Seeherman’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Princeton Equity Securities for investment losses caused by Marc Seeherman’s alleged misconduct.

Allegations Against Marc Seeherman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Marc Seeherman’s allegedly made unsuitable investments, misrepresentation and omissions, breach of fiduciary duty, breach of contract, negligence, violations of NY Securities laws.
  • Negligence, misrepresentation, omission, breach of fiduciary duty allegedly by Marc Seeherman.
  • The customer bought a DPP. The issuer filed for bankruptcy. Customer claims that the last installment payment the issuer made was in Dec and that there has been no other payment since then. On the DPP investment ($100,000) the customer is alleging breach of fiduciary duty by Marc Seeherman and claiming $500,000 in damages.

Marc Seeherman Red Flags & Your Rights As An Investor

Of course, Marc Seeherman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marc Seeherman at Calton Associates and VSR Financial Services on alert to review carefully the activity and performance of their accounts and question whether Marc Seeherman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Calton Associates and VSR Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Calton Associates Due To Marc Seeherman

If you have questions about Calton Associates, VSR Financial Services, and/or Marc Seeherman and VSR Financial Services and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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